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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.71%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.15B
AUM Growth
+$4.56M
Cap. Flow
+$17.5M
Cap. Flow %
0.34%
Top 10 Hldgs %
26.72%
Holding
666
New
123
Increased
122
Reduced
138
Closed
52

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$145M
2
SHPG
Shire pic
SHPG
+$42.1M
3
V icon
Visa
V
+$37.5M
4
RCL icon
Royal Caribbean
RCL
+$22.4M
5
WFC icon
Wells Fargo
WFC
+$20M

Top Sells

Rank Stock Value
1
HON icon
Honeywell
HON
+$65.6M
2
BABA icon
Alibaba
BABA
+$48.7M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$45.1M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$38.3M
5
USG
Usg
USG
+$28.7M

Sector Composition

Rank Sector Weight
1 Healthcare 19.92%
2 Financials 15.58%
3 Technology 14.02%
4 Industrials 10.08%
5 Communication Services 8.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
201
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$885K 0.02%
20,500
– –
XYL icon
202
Xylem
XYL
$28.5B
$883K 0.02%
21,593
– –
IAU icon
203
iShares Gold Trust
IAU
$63B
$865K 0.02%
36,389
– –
NATI
204
DELISTED
National Instruments Corp
NATI
$839K 0.02%
27,850
– –
IGSB icon
205
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$808K 0.02%
15,334
– –
NSC icon
206
Norfolk Southern
NSC
$78.8B
$802K 0.02%
9,642
– –
HES
207
DELISTED
Hess
HES
$791K 0.02%
15,033
– –
AMGN icon
208
Amgen
AMGN
$203B
$778K 0.02%
5,189
+1,628
+46% +$242K
AVGO icon
209
Broadcom
AVGO
$1.82T
$759K 0.01%
49,100
+47,910
+4,026% +$648K
IJR icon
210
iShares Core S&P Small-Cap ETF
IJR
$109B
$749K 0.01%
13,314
-2,000
-13% -$104K
AOS icon
211
A.O. Smith
AOS
$8.38B
$748K 0.01%
19,608
– –
EQT icon
212
EQT Corp
EQT
$33.2B
$746K 0.01%
20,363
– –
FMX icon
213
Fomento Económico Mexicano
FMX
$43.3B
$741K 0.01%
7,698
+54
+0.7% +$4.93K
ACN icon
214
Accenture
ACN
$89.9B
$736K 0.01%
6,375
– –
EL icon
215
Estee Lauder
EL
$29B
$734K 0.01%
7,785
– –
HCA icon
216
HCA Healthcare
HCA
$84.8B
$730K 0.01%
9,357
-674
-7% -$47.1K
HAL icon
217
Halliburton
HAL
$27.9B
$716K 0.01%
20,036
-7,615
-28% -$248K
ADBE icon
218
Adobe
ADBE
$89.5B
$703K 0.01%
7,498
+5,450
+266% +$472K
WTRG icon
219
Essential Utilities
WTRG
$11.2B
$673K 0.01%
21,142
– –
COP icon
220
ConocoPhillips
COP
$147B
$667K 0.01%
16,564
-4,015
-20% -$153K
STR
221
DELISTED
QUESTAR CORP
STR
$659K 0.01%
26,569
– –
AON icon
222
Aon
AON
$77.3B
$651K 0.01%
6,230
– –
HUM icon
223
Humana
HUM
$46.7B
$646K 0.01%
+3,530
New +$612K
MJN
224
DELISTED
Mead Johnson Nutrition Company
MJN
$631K 0.01%
7,435
– –
BAX icon
225
Baxter International
BAX
$11.6B
$622K 0.01%
15,133
-2,824
-16% -$108K
7 8
9
10 11

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AP
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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Rockefeller Financial Services held 666 positions worth $5.15B, up 0.09% from $5.15B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q1 2016 filing shows 123 new, 122 increased, 138 reduced and 52 closed positions. Its largest new stake was KT: 99,226 shares worth $1.33M. The largest sale was Honeywell, an estimated $65.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q1 2016 buy was KT: 99,226 shares worth $1.33M.
  • Rockefeller Financial Services added most to Apple in Q1 2016, an estimated $145M increase.
  • Rockefeller Financial Services's biggest Q1 2016 reduction was Honeywell, cutting an estimated $65.6M.
  • Rockefeller Financial Services fully exited M&T Bank in Q1 2016, selling an estimated $19.2M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $5.15B portfolio in Q1 2016.
  • Rockefeller Financial Services opened 123 new positions and closed 52 in Q1 2016.
  • Rockefeller Financial Services's portfolio value rose 0.09% quarter-over-quarter to $5.15B.

Based on Rockefeller Financial Services's 13F filing for Q1 2016, filed 28 Apr 2016.