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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
201
Canadian National Railway
CNI
$78.3B
$1.82M 0.04%
32,000
– –
HAL icon
202
Halliburton
HAL
$27.9B
$1.81M 0.04%
35,610
– –
IJT icon
203
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$1.78M 0.04%
30,000
– –
EEP
204
DELISTED
Enbridge Energy Partners
EEP
$1.73M 0.04%
57,810
– –
COP icon
205
ConocoPhillips
COP
$147B
$1.71M 0.04%
24,264
-2,094
-8% -$150K
DINO icon
206
HF Sinclair
DINO
$15.9B
$1.71M 0.04%
+34,400
New +$1.57M
IWV icon
207
iShares Russell 3000 ETF
IWV
$19.5B
$1.65M 0.04%
14,920
-49,480
-77% -$5.25M
MMM icon
208
3M
MMM
$89B
$1.6M 0.03%
13,685
+41
+0.3% +$4.37K
EPD icon
209
Enterprise Products Partners
EPD
$83.8B
$1.56M 0.03%
47,220
– –
CIE
210
DELISTED
Cobalt International Energy, Inc
CIE
$1.51M 0.03%
6,141
– –
ESRX
211
DELISTED
Express Scripts Holding Company
ESRX
$1.51M 0.03%
21,544
-38
-0.2% -$2.48K
THO icon
212
Thor Industries
THO
$3.99B
$1.49M 0.03%
26,900
– –
EPB
213
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$1.47M 0.03%
40,810
– –
HLX icon
214
Helix Energy Solutions
HLX
$1.46B
$1.44M 0.03%
62,176
+456
+0.7% +$10.6K
ING icon
215
ING
ING
$93.8B
$1.42M 0.03%
101,400
– –
CCJ icon
216
Cameco
CCJ
$38.3B
$1.4M 0.03%
67,250
– –
AMGN icon
217
Amgen
AMGN
$203B
$1.38M 0.03%
12,079
+1,075
+10% +$122K
GIS icon
218
General Mills
GIS
$19.2B
$1.33M 0.03%
26,683
– –
SYK icon
219
Stryker
SYK
$127B
$1.28M 0.03%
17,055
+2,419
+17% +$176K
BRS
220
DELISTED
Bristow Group, Inc.
BRS
$1.25M 0.03%
16,650
– –
VMBS icon
221
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$1.24M 0.03%
24,288
– –
ATW
222
DELISTED
Atwood Oceanics
ATW
$1.16M 0.03%
21,771
– –
NSC icon
223
Norfolk Southern
NSC
$78.8B
$1.13M 0.02%
12,180
– –
QQQ icon
224
Invesco QQQ Trust
QQQ
$455B
$1.13M 0.02%
12,825
– –
DGX icon
225
Quest Diagnostics
DGX
$25.1B
$1.11M 0.02%
20,774
-1,080
-5% -$64.1K
7 8
9
10 11

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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.