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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
201
Thermo Fisher Scientific
TMO
$211B
$1.61M 0.04%
17,464
-528,141
-97% -$47.8M
KO icon
202
Coca-Cola
KO
$354B
$1.59M 0.04%
42,113
– –
HLX icon
203
Helix Energy Solutions
HLX
$1.46B
$1.57M 0.04%
61,720
+1,500
+2% +$38.5K
THO icon
204
Thor Industries
THO
$3.99B
$1.56M 0.04%
+26,900
New +$1.43M
INVX
205
Innovex International
INVX
$1.87B
$1.5M 0.03%
13,030
– –
BSV icon
206
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.48M 0.03%
18,365
+16,456
+862% +$1.32M
EPD icon
207
Enterprise Products Partners
EPD
$83.8B
$1.44M 0.03%
47,220
– –
DBC icon
208
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$1.4M 0.03%
54,475
+27,700
+103% +$723K
MMM icon
209
3M
MMM
$89B
$1.36M 0.03%
13,644
– –
ADP icon
210
Automatic Data Processing
ADP
$100B
$1.36M 0.03%
21,339
-15,422
-42% -$980K
DGX icon
211
Quest Diagnostics
DGX
$25.1B
$1.35M 0.03%
21,854
-1,374
-6% -$82.2K
ESRX
212
DELISTED
Express Scripts Holding Company
ESRX
$1.33M 0.03%
21,582
+38
+0.2% +$2.46K
GILD icon
213
Gilead Sciences
GILD
$161B
$1.33M 0.03%
21,149
-2,384
-10% -$142K
GIS icon
214
General Mills
GIS
$19.2B
$1.28M 0.03%
26,683
-744
-3% -$37.3K
VMBS icon
215
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$1.25M 0.03%
24,288
– –
AMGN icon
216
Amgen
AMGN
$203B
$1.23M 0.03%
11,004
+10,934
+15,620% +$1.19M
STJ
217
DELISTED
St Jude Medical
STJ
$1.22M 0.03%
22,763
+3,174
+16% +$163K
CCJ icon
218
Cameco
CCJ
$38.3B
$1.22M 0.03%
67,250
– –
BRS
219
DELISTED
Bristow Group, Inc.
BRS
$1.21M 0.03%
16,650
– –
ATW
220
DELISTED
Atwood Oceanics
ATW
$1.2M 0.03%
21,771
– –
ING icon
221
ING
ING
$93.8B
$1.15M 0.03%
101,400
+34,140
+51% +$368K
SLB icon
222
SLB Ltd
SLB
$77.8B
$1.05M 0.02%
11,869
– –
IJR icon
223
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.04M 0.02%
20,912
– –
QQQ icon
224
Invesco QQQ Trust
QQQ
$455B
$1.01M 0.02%
12,825
– –
UNP icon
225
Union Pacific
UNP
$183B
$1.01M 0.02%
13,000
– –
7 8
9
10 11

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AP
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CWAM
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CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
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GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.