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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
176
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.21M 0.02%
34,478
-9,061
-21% -$327K
OXY icon
177
Occidental Petroleum
OXY
$57B
$1.19M 0.02%
16,678
– –
MTD icon
178
Mettler-Toledo International
MTD
$26.8B
$1.18M 0.02%
2,819
-724
-20% -$301K
IVW icon
179
iShares S&P 500 Growth ETF
IVW
$72.5B
$1.17M 0.02%
38,540
– –
ADP icon
180
Automatic Data Processing
ADP
$100B
$1.17M 0.02%
11,345
+90
+0.8% +$8.4K
GILD icon
181
Gilead Sciences
GILD
$161B
$1.15M 0.02%
16,058
+11,501
+252% +$855K
MON
182
DELISTED
Monsanto Co
MON
$1.15M 0.02%
10,904
– –
TGT icon
183
Target
TGT
$62.1B
$1.14M 0.02%
15,730
– –
VOD icon
184
Vodafone
VOD
$34.9B
$1.14M 0.02%
46,530
– –
ALXN
185
DELISTED
Alexion Pharmaceuticals
ALXN
$1.13M 0.02%
9,257
– –
ALSN icon
186
Allison Transmission
ALSN
$10.1B
$1.11M 0.02%
33,000
– –
EWU icon
187
iShares MSCI United Kingdom ETF
EWU
$4.04B
$1.1M 0.02%
35,944
-1
-0% -$30
GG
188
DELISTED
Goldcorp Inc
GG
$1.1M 0.02%
81,042
– –
HAL icon
189
Halliburton
HAL
$27.9B
$1.09M 0.02%
20,252
+216
+1% +$10.8K
XLK icon
190
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.09M 0.02%
45,304
+42,144
+1,334% +$1.01M
USB icon
191
US Bancorp
USB
$99.6B
$1.09M 0.02%
21,166
+4,599
+28% +$219K
HUM icon
192
Humana
HUM
$46.7B
$1.07M 0.02%
5,227
+1,729
+49% +$330K
KSU
193
DELISTED
Kansas City Southern
KSU
$1.06M 0.02%
12,451
– –
FEZ icon
194
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$1.04M 0.02%
31,206
– –
NSC icon
195
Norfolk Southern
NSC
$78.8B
$1M 0.02%
9,291
– –
BSMX
196
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1M 0.02%
139,264
-10,382
-7% -$83.5K
C icon
197
Citigroup
C
$222B
$977K 0.02%
16,443
+5,295
+47% +$286K
NVO
198
Novo Nordisk
NVO
$216B
$977K 0.02%
54,500
– –
BSV icon
199
Vanguard Short-Term Bond ETF
BSV
$44.6B
$972K 0.02%
12,246
-1,264
-9% -$101K
IJR icon
200
iShares Core S&P Small-Cap ETF
IJR
$109B
$948K 0.02%
13,788
+474
+4% +$30.6K
6 7
8
9 10

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CWAM
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CCCA
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.