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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
176
iShares S&P 500 Growth ETF
IVW
$72.5B
$1.17M 0.02%
38,540
– –
KSU
177
DELISTED
Kansas City Southern
KSU
$1.16M 0.02%
12,451
– –
EPD icon
178
Enterprise Products Partners
EPD
$83.8B
$1.14M 0.02%
41,347
– –
EWU icon
179
iShares MSCI United Kingdom ETF
EWU
$4.04B
$1.14M 0.02%
35,945
– –
ALXN
180
DELISTED
Alexion Pharmaceuticals
ALXN
$1.13M 0.02%
9,257
– –
NVO
181
Novo Nordisk
NVO
$216B
$1.13M 0.02%
54,500
– –
XYL icon
182
Xylem
XYL
$28.5B
$1.13M 0.02%
21,593
– –
SYK icon
183
Stryker
SYK
$127B
$1.13M 0.02%
9,691
-314
-3% -$36.6K
MON
184
DELISTED
Monsanto Co
MON
$1.11M 0.02%
10,904
– –
LUX
185
DELISTED
Luxottica Group
LUX
$1.09M 0.02%
+22,892
New +$1.11M
BSV icon
186
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.09M 0.02%
13,510
+3
+0% +$243
TGT icon
187
Target
TGT
$62.1B
$1.08M 0.02%
15,730
– –
IAU icon
188
iShares Gold Trust
IAU
$63B
$1.08M 0.02%
42,491
– –
ATHN
189
DELISTED
Athenahealth, Inc.
ATHN
$1.04M 0.02%
8,222
– –
WBA
190
DELISTED
Walgreens Boots Alliance
WBA
$1.03M 0.02%
12,729
+7,469
+142% +$609K
FEZ icon
191
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$1.02M 0.02%
31,206
+4,594
+17% +$149K
ADP icon
192
Automatic Data Processing
ADP
$100B
$993K 0.02%
11,255
-4,559
-29% -$413K
PCG icon
193
PG&E
PCG
$47.8B
$977K 0.02%
15,976
– –
AOS icon
194
A.O. Smith
AOS
$8.38B
$969K 0.02%
19,608
– –
ALSN icon
195
Allison Transmission
ALSN
$10.1B
$946K 0.02%
33,000
– –
NSC icon
196
Norfolk Southern
NSC
$78.8B
$902K 0.02%
9,291
– –
HAL icon
197
Halliburton
HAL
$27.9B
$899K 0.02%
20,036
– –
VEU icon
198
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$895K 0.02%
19,700
– –
GS icon
199
Goldman Sachs
GS
$313B
$884K 0.02%
5,481
-4,785
-47% -$778K
CHTR icon
200
Charter Communications
CHTR
$14.7B
$861K 0.02%
3,189
-1,579
-33% -$399K
6 7
8
9 10

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.