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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES
176
DELISTED
Western Gas Partners Lp
WES
$2.6M 0.06%
42,070
– –
OXY icon
177
Occidental Petroleum
OXY
$57B
$2.57M 0.06%
28,171
-731
-3% -$66.7K
MDT icon
178
Medtronic
MDT
$107B
$2.54M 0.05%
44,192
+2,265
+5% +$128K
TIF
179
DELISTED
Tiffany & Co.
TIF
$2.43M 0.05%
26,198
-224,834
-90% -$18.7M
KEY icon
180
KeyCorp
KEY
$24.3B
$2.42M 0.05%
180,000
– –
BSV icon
181
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.41M 0.05%
30,114
+11,749
+64% +$945K
GG
182
DELISTED
Goldcorp Inc
GG
$2.38M 0.05%
109,851
– –
PAA icon
183
Plains All American Pipeline
PAA
$17.4B
$2.37M 0.05%
45,850
+950
+2% +$48.5K
FLS icon
184
Flowserve
FLS
$9.25B
$2.34M 0.05%
29,666
-28,024
-49% -$1.94M
CE icon
185
Celanese
CE
$5.09B
$2.33M 0.05%
42,205
-7,090
-14% -$393K
DVN icon
186
Devon Energy
DVN
$51.9B
$2.3M 0.05%
37,107
– –
KOF icon
187
Coca-Cola Femsa
KOF
$21.6B
$2.06M 0.04%
16,925
-14,311
-46% -$1.72M
EMR icon
188
Emerson Electric
EMR
$82.9B
$2.05M 0.04%
29,200
-1,566
-5% -$105K
UGP icon
189
Ultrapar
UGP
$6.87B
$2.05M 0.04%
173,254
+161,554
+1,381% +$2.05M
HHH icon
190
Howard Hughes
HHH
$3.93B
$2.03M 0.04%
17,751
– –
TIMB icon
191
TIM SA
TIMB
$10.2B
$2.03M 0.04%
77,381
-73,161
-49% -$1.85M
PVH icon
192
PVH
PVH
$3.71B
$2.01M 0.04%
14,770
+223
+2% +$28.4K
VIG icon
193
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.01M 0.04%
26,698
-1,000
-4% -$72.8K
DUK icon
194
Duke Energy
DUK
$102B
$1.99M 0.04%
28,783
-7,525
-21% -$527K
EOCC
195
DELISTED
Enel Generacion Chile S.A.
EOCC
$1.97M 0.04%
63,820
-27,854
-30% -$851K
TMO icon
196
Thermo Fisher Scientific
TMO
$211B
$1.95M 0.04%
17,541
+77
+0.4% +$7.66K
PCP
197
DELISTED
PRECISION CASTPARTS CORP
PCP
$1.94M 0.04%
7,218
-4,173
-37% -$1.05M
ENIA
198
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$1.91M 0.04%
236,183
-109,397
-32% -$936K
MLI icon
199
Mueller Industries
MLI
$14.1B
$1.89M 0.04%
240,000
– –
HES
200
DELISTED
Hess
HES
$1.88M 0.04%
22,627
– –
6 7
8
9 10

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CCCA
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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.