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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
176
Occidental Petroleum
OXY
$57B
$2.59M 0.06%
28,902
-4,744
-14% -$408K
PCP
177
DELISTED
PRECISION CASTPARTS CORP
PCP
$2.59M 0.06%
11,391
-8,415
-42% -$1.9M
WES
178
DELISTED
Western Gas Partners Lp
WES
$2.53M 0.06%
42,070
– –
ETP
179
DELISTED
Energy Transfer Partners, L.P.
ETP
$2.46M 0.06%
74,000
– –
DUK icon
180
Duke Energy
DUK
$102B
$2.42M 0.06%
36,308
-49,234
-58% -$3.36M
MELI icon
181
Mercado Libre
MELI
$91.3B
$2.38M 0.06%
17,646
-43,913
-71% -$5.27M
PAA icon
182
Plains All American Pipeline
PAA
$17.4B
$2.36M 0.06%
44,900
– –
CIE
183
DELISTED
Cobalt International Energy, Inc
CIE
$2.29M 0.05%
6,141
+319
+5% +$129K
DIS icon
184
Walt Disney
DIS
$165B
$2.28M 0.05%
35,340
-17,517
-33% -$1.12M
MDT icon
185
Medtronic
MDT
$107B
$2.23M 0.05%
41,927
+4,999
+14% +$269K
DVN icon
186
Devon Energy
DVN
$51.9B
$2.14M 0.05%
37,107
– –
KEY icon
187
KeyCorp
KEY
$24.3B
$2.05M 0.05%
180,000
– –
EMR icon
188
Emerson Electric
EMR
$82.9B
$1.99M 0.05%
30,766
+500
+2% +$30.6K
VIG icon
189
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.93M 0.04%
27,698
– –
LQD icon
190
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.91M 0.04%
16,799
-14,993
-47% -$1.7M
HHH icon
191
Howard Hughes
HHH
$3.93B
$1.9M 0.04%
17,751
– –
COP icon
192
ConocoPhillips
COP
$147B
$1.83M 0.04%
26,358
+6,030
+30% +$402K
EEP
193
DELISTED
Enbridge Energy Partners
EEP
$1.76M 0.04%
57,810
– –
HES
194
DELISTED
Hess
HES
$1.75M 0.04%
22,627
-6,033
-21% -$449K
PVH icon
195
PVH
PVH
$3.71B
$1.73M 0.04%
14,547
+250
+2% +$32.1K
EPB
196
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$1.72M 0.04%
40,810
– –
HAL icon
197
Halliburton
HAL
$27.9B
$1.72M 0.04%
35,610
– –
MLI icon
198
Mueller Industries
MLI
$14.1B
$1.67M 0.04%
240,000
– –
IJT icon
199
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$1.63M 0.04%
30,000
– –
CNI icon
200
Canadian National Railway
CNI
$78.3B
$1.62M 0.04%
32,000
– –
6 7
8
9 10

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CWAM
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CCCA
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HTG
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GP
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GL
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.