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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE
151
DELISTED
Spectra Energy Corp Wi
SE
$1.69M 0.04%
39,570
– –
KO icon
152
Coca-Cola
KO
$354B
$1.68M 0.04%
39,569
-4,281
-10% -$188K
CI icon
153
Cigna
CI
$76.6B
$1.66M 0.03%
12,758
+1,853
+17% +$242K
EEM icon
154
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.63M 0.03%
43,539
– –
CELG
155
DELISTED
Celgene Corp
CELG
$1.6M 0.03%
15,269
– –
RNR icon
156
RenaissanceRe
RNR
$13.7B
$1.55M 0.03%
12,900
– –
QQQ icon
157
Invesco QQQ Trust
QQQ
$455B
$1.52M 0.03%
12,825
– –
GIS icon
158
General Mills
GIS
$19.2B
$1.5M 0.03%
23,416
-57,156
-71% -$3.98M
KMX icon
159
CarMax
KMX
$8.27B
$1.5M 0.03%
28,020
– –
MTD icon
160
Mettler-Toledo International
MTD
$26.8B
$1.49M 0.03%
3,543
-32
-0.9% -$12.7K
RTX icon
161
RTX Corp
RTX
$287B
$1.48M 0.03%
23,082
– –
ESRX
162
DELISTED
Express Scripts Holding Company
ESRX
$1.45M 0.03%
20,502
– –
EEP
163
DELISTED
Enbridge Energy Partners
EEP
$1.41M 0.03%
55,592
– –
T icon
164
AT&T
T
$165B
$1.38M 0.03%
45,016
– –
BMY icon
165
Bristol-Myers Squibb
BMY
$127B
$1.36M 0.03%
25,312
+1,566
+7% +$101K
DUK icon
166
Duke Energy
DUK
$102B
$1.36M 0.03%
17,016
– –
VOD icon
167
Vodafone
VOD
$34.9B
$1.36M 0.03%
46,530
– –
TCOM icon
168
Trip.com Group
TCOM
$27.5B
$1.35M 0.03%
28,924
-647,496
-96% -$28.8M
APC
169
DELISTED
Anadarko Petroleum
APC
$1.34M 0.03%
21,174
-1,015
-5% -$56.6K
GG
170
DELISTED
Goldcorp Inc
GG
$1.34M 0.03%
81,042
– –
BSMX
171
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.32M 0.03%
149,646
-79,582
-35% -$738K
LNG icon
172
Cheniere Energy
LNG
$56.5B
$1.3M 0.03%
29,876
– –
NCLH icon
173
Norwegian Cruise Line
NCLH
$8.89B
$1.26M 0.03%
+33,520
New +$1.3M
OXY icon
174
Occidental Petroleum
OXY
$57B
$1.22M 0.03%
16,678
– –
META icon
175
Meta Platforms (Facebook)
META
$1.51T
$1.19M 0.02%
9,273
– –
5 6
7
8 9

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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.