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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
126
Apple
AAPL
$4.89T
$3.61M 0.07%
124,740
+6,008
+5% +$170K
MDT icon
127
Medtronic
MDT
$107B
$3.54M 0.07%
49,639
+13,419
+37% +$1.05M
KEY icon
128
KeyCorp
KEY
$24.3B
$3.29M 0.07%
180,000
– –
UNH icon
129
UnitedHealth
UNH
$382B
$3.2M 0.07%
19,980
-5,416
-21% -$809K
TTE icon
130
TotalEnergies
TTE
$193B
$3.17M 0.06%
62,124
– –
VEU icon
131
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.92M 0.06%
66,039
+46,339
+235% +$2.05M
DOV icon
132
Dover
DOV
$27.2B
$2.88M 0.06%
47,656
– –
MCD icon
133
McDonald's
MCD
$188B
$2.85M 0.06%
23,381
– –
BRK.A icon
134
Berkshire Hathaway Class A
BRK.A
$1.07T
$2.69M 0.05%
11
– –
TMO icon
135
Thermo Fisher Scientific
TMO
$211B
$2.58M 0.05%
18,251
+1,296
+8% +$191K
GGP
136
DELISTED
GGP Inc.
GGP
$2.54M 0.05%
101,852
– –
BNY
137
Bank of New York Mellon
BNY
$108B
$2.45M 0.05%
51,731
-100
-0.2% -$4.51K
WES
138
DELISTED
Western Gas Partners Lp
WES
$2.44M 0.05%
41,481
– –
VIG icon
139
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.27M 0.05%
26,698
– –
EOG icon
140
EOG Resources
EOG
$78B
$2.26M 0.05%
22,312
– –
IJT icon
141
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$2.25M 0.05%
30,000
– –
CNI icon
142
Canadian National Railway
CNI
$78.3B
$2.23M 0.05%
33,102
– –
XLV icon
143
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$2.17M 0.04%
+31,462
New +$2.18M
MMM icon
144
3M
MMM
$89B
$2.14M 0.04%
14,358
+68
+0.5% +$9.81K
TWX
145
DELISTED
Time Warner Inc
TWX
$2.11M 0.04%
21,894
– –
UPS icon
146
United Parcel Service
UPS
$97.6B
$2.1M 0.04%
18,352
– –
WMT icon
147
Walmart Inc
WMT
$871B
$2.08M 0.04%
90,168
– –
EMR icon
148
Emerson Electric
EMR
$82.9B
$2.01M 0.04%
35,994
– –
IVE icon
149
iShares S&P 500 Value ETF
IVE
$48.9B
$1.94M 0.04%
19,114
– –
KMX icon
150
CarMax
KMX
$8.27B
$1.93M 0.04%
30,020
+2,000
+7% +$112K
4 5
6
7 8

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CCCA
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GL
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TAM
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.