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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
126
Apple
AAPL
$4.89T
$3.35M 0.07%
118,732
-49,952
-30% -$1.32M
MDT icon
127
Medtronic
MDT
$107B
$3.13M 0.07%
36,220
+859
+2% +$74.9K
TTE icon
128
TotalEnergies
TTE
$193B
$2.96M 0.06%
62,124
+12,991
+26% +$621K
DOV icon
129
Dover
DOV
$27.2B
$2.83M 0.06%
47,656
– –
GGP
130
DELISTED
GGP Inc.
GGP
$2.81M 0.06%
101,852
– –
MCD icon
131
McDonald's
MCD
$188B
$2.7M 0.06%
23,381
-214
-0.9% -$25.4K
TMO icon
132
Thermo Fisher Scientific
TMO
$211B
$2.7M 0.06%
16,955
– –
BRK.A icon
133
Berkshire Hathaway Class A
BRK.A
$1.07T
$2.38M 0.05%
11
– –
WES
134
DELISTED
Western Gas Partners Lp
WES
$2.28M 0.05%
41,481
– –
VIG icon
135
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.24M 0.05%
26,698
– –
KEY icon
136
KeyCorp
KEY
$24.3B
$2.19M 0.05%
180,000
– –
WMT icon
137
Walmart Inc
WMT
$871B
$2.17M 0.05%
90,168
-510
-0.6% -$12.4K
CNI icon
138
Canadian National Railway
CNI
$78.3B
$2.17M 0.05%
33,102
– –
EOG icon
139
EOG Resources
EOG
$78B
$2.16M 0.05%
22,312
– –
MMM icon
140
3M
MMM
$89B
$2.1M 0.04%
14,290
-1,192
-8% -$178K
ETP
141
DELISTED
Energy Transfer Partners, L.P.
ETP
$2.1M 0.04%
73,792
– –
BNY
142
Bank of New York Mellon
BNY
$108B
$2.07M 0.04%
51,831
– –
IJT icon
143
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$2.06M 0.04%
30,000
– –
UPS icon
144
United Parcel Service
UPS
$97.6B
$2.01M 0.04%
18,352
-3,741
-17% -$409K
EMR icon
145
Emerson Electric
EMR
$82.9B
$1.96M 0.04%
35,994
-63
-0.2% -$3.38K
HHH icon
146
Howard Hughes
HHH
$3.93B
$1.94M 0.04%
17,751
– –
GLW icon
147
Corning
GLW
$126B
$1.83M 0.04%
77,300
-18,881
-20% -$421K
IVE icon
148
iShares S&P 500 Value ETF
IVE
$48.9B
$1.81M 0.04%
19,114
– –
TWX
149
DELISTED
Time Warner Inc
TWX
$1.74M 0.04%
21,894
– –
KT icon
150
KT
KT
$8.84B
$1.7M 0.04%
105,701
-2,440
-2% -$37.6K
4 5
6
7 8

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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.