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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.71%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.15B
AUM Growth
+$4.56M
Cap. Flow
+$17.5M
Cap. Flow %
0.34%
Top 10 Hldgs %
26.72%
Holding
666
New
123
Increased
122
Reduced
138
Closed
52

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$145M
2
SHPG
Shire pic
SHPG
+$42.1M
3
V icon
Visa
V
+$37.5M
4
RCL icon
Royal Caribbean
RCL
+$22.4M
5
WFC icon
Wells Fargo
WFC
+$20M

Top Sells

Rank Stock Value
1
HON icon
Honeywell
HON
+$65.6M
2
BABA icon
Alibaba
BABA
+$48.7M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$45.1M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$38.3M
5
USG
Usg
USG
+$28.7M

Sector Composition

Rank Sector Weight
1 Healthcare 19.92%
2 Financials 15.58%
3 Technology 14.02%
4 Industrials 10.08%
5 Communication Services 8.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
126
UnitedHealth
UNH
$382B
$3.23M 0.06%
25,076
+9,202
+58% +$1.09M
NTT
127
DELISTED
Nippon Telegraph & Telephone
NTT
$3.05M 0.06%
70,554
+1,434
+2% +$60.6K
UNP icon
128
Union Pacific
UNP
$183B
$3.04M 0.06%
38,150
– –
GGP
129
DELISTED
GGP Inc.
GGP
$3.03M 0.06%
101,852
-74,743
-42% -$2.05M
TMO icon
130
Thermo Fisher Scientific
TMO
$211B
$2.91M 0.06%
20,565
+4,148
+25% +$556K
DIS icon
131
Walt Disney
DIS
$165B
$2.83M 0.05%
28,456
-1,562
-5% -$151K
PFE icon
132
Pfizer
PFE
$140B
$2.59M 0.05%
91,968
-25,057
-21% -$716K
DOV icon
133
Dover
DOV
$27.2B
$2.48M 0.05%
47,656
– –
UPS icon
134
United Parcel Service
UPS
$97.6B
$2.43M 0.05%
23,071
-101,342
-81% -$9.85M
CHL
135
DELISTED
China Mobile Limited
CHL
$2.37M 0.05%
42,729
-25,903
-38% -$1.4M
BRK.A icon
136
Berkshire Hathaway Class A
BRK.A
$1.07T
$2.35M 0.05%
11
– –
TTE icon
137
TotalEnergies
TTE
$193B
$2.23M 0.04%
49,081
-33,436
-41% -$1.47M
KO icon
138
Coca-Cola
KO
$354B
$2.2M 0.04%
47,391
+2,026
+4% +$88.2K
VIG icon
139
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.17M 0.04%
26,698
– –
MMM icon
140
3M
MMM
$89B
$2.14M 0.04%
15,329
+38
+0.2% +$4.88K
WMT icon
141
Walmart Inc
WMT
$871B
$2.13M 0.04%
93,414
– –
MCD icon
142
McDonald's
MCD
$188B
$2.1M 0.04%
16,722
-834
-5% -$99.7K
CNI icon
143
Canadian National Railway
CNI
$78.3B
$2.07M 0.04%
33,208
+106
+0.3% +$5.94K
GLW icon
144
Corning
GLW
$126B
$2.05M 0.04%
98,258
-3,957
-4% -$73.4K
BSMX
145
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$2.05M 0.04%
227,183
+2,405
+1% +$19.2K
KEY icon
146
KeyCorp
KEY
$24.3B
$2M 0.04%
181,459
+1,459
+0.8% +$16.3K
EMR icon
147
Emerson Electric
EMR
$82.9B
$1.96M 0.04%
36,057
+2,250
+7% +$109K
BNY
148
Bank of New York Mellon
BNY
$108B
$1.91M 0.04%
51,831
-145
-0.3% -$5.26K
IJT icon
149
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$1.86M 0.04%
30,000
– –
ETP
150
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.85M 0.04%
73,792
– –
4 5
6
7 8

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Rockefeller Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Rockefeller Financial Services held 666 positions worth $5.15B, up 0.09% from $5.15B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q1 2016 filing shows 123 new, 122 increased, 138 reduced and 52 closed positions. Its largest new stake was KT: 99,226 shares worth $1.33M. The largest sale was Honeywell, an estimated $65.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q1 2016 buy was KT: 99,226 shares worth $1.33M.
  • Rockefeller Financial Services added most to Apple in Q1 2016, an estimated $145M increase.
  • Rockefeller Financial Services's biggest Q1 2016 reduction was Honeywell, cutting an estimated $65.6M.
  • Rockefeller Financial Services fully exited M&T Bank in Q1 2016, selling an estimated $19.2M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $5.15B portfolio in Q1 2016.
  • Rockefeller Financial Services opened 123 new positions and closed 52 in Q1 2016.
  • Rockefeller Financial Services's portfolio value rose 0.09% quarter-over-quarter to $5.15B.

Based on Rockefeller Financial Services's 13F filing for Q1 2016, filed 28 Apr 2016.