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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
101
GSK
GSK
$103B
$9.65M 0.22%
153,834
+3,532
+2% +$227K
RMD icon
102
ResMed
RMD
$28.3B
$9.5M 0.22%
179,811
+20
+0% +$970
PEP icon
103
PepsiCo
PEP
$186B
$9.39M 0.22%
118,151
-306,063
-72% -$25.2M
SNCR
104
DELISTED
Synchronoss Technologies
SNCR
$9.03M 0.21%
26,357
+1,930
+8% +$588K
MASI
105
DELISTED
Masimo
MASI
$8.93M 0.21%
335,181
+9,644
+3% +$238K
MMSI icon
106
Merit Medical Systems
MMSI
$4.43B
$8.74M 0.2%
720,411
+91,629
+15% +$1.18M
DGI
107
DELISTED
DigitalGlobe Inc.
DGI
$8.59M 0.2%
271,576
+5,991
+2% +$192K
CRS icon
108
Carpenter Technology
CRS
$30B
$8.58M 0.2%
147,692
+3,815
+3% +$204K
VOLC
109
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$8.52M 0.2%
355,791
+7,100
+2% +$151K
ABMD
110
DELISTED
Abiomed Inc
ABMD
$8.28M 0.19%
434,144
+8,446
+2% +$193K
SSD icon
111
Simpson Manufacturing
SSD
$7.98B
$8.11M 0.19%
248,989
+7,545
+3% +$240K
CSCO icon
112
Cisco
CSCO
$450B
$7.71M 0.18%
329,124
-1,316
-0.4% -$32.7K
ABAX
113
DELISTED
Abaxis Inc
ABAX
$7.68M 0.18%
182,303
+7,019
+4% +$304K
ABT icon
114
Abbott
ABT
$180B
$7.54M 0.18%
227,161
-17,710
-7% -$621K
DIA icon
115
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$7.33M 0.17%
48,562
– –
AAPL icon
116
Apple
AAPL
$4.89T
$7.32M 0.17%
430,052
-482,664
-53% -$8M
CLC
117
DELISTED
Clarcor
CLC
$7.32M 0.17%
131,802
+4,249
+3% +$234K
FRED
118
DELISTED
Fred's Inc
FRED
$7.25M 0.17%
463,265
+32,280
+7% +$534K
EPIQ
119
DELISTED
EPIQ SYSTEMS INC
EPIQ
$7.14M 0.17%
541,683
+12,896
+2% +$168K
IPGP icon
120
IPG Photonics
IPGP
$3.89B
$7M 0.16%
124,199
+2,445
+2% +$143K
TIP icon
121
iShares TIPS Bond ETF
TIP
$14.5B
$6.97M 0.16%
61,935
+1,300
+2% +$145K
NBL
122
DELISTED
Noble Energy, Inc.
NBL
$6.84M 0.16%
102,034
-1,226
-1% -$78.5K
GE icon
123
GE Aerospace
GE
$367B
$6.79M 0.16%
59,276
+209
+0.4% +$24K
TXN icon
124
Texas Instruments
TXN
$255B
$6.71M 0.16%
166,452
-87,750
-35% -$3.41M
SLH
125
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$6.55M 0.15%
123,878
+3,881
+3% +$213K
3 4
5
6 7

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CCCA
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.