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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.25B
AUM Growth
+$214M
Cap. Flow
+$27.3M
Cap. Flow %
0.52%
Top 10 Hldgs %
28.96%
Holding
552
New
100
Increased
154
Reduced
105
Closed
19

Top Buys

Rank Stock Value
1
FL
Foot Locker
FL
+$50.9M
2
VYX icon
NCR Voyix
VYX
+$41.3M
3
RCL icon
Royal Caribbean
RCL
+$18.6M
4
XOM icon
ExxonMobil
XOM
+$9.97M
5
LUV icon
Southwest Airlines
LUV
+$6.82M

Top Sells

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$75.5M
2
NFX
Newfield Exploration
NFX
+$19.9M
3
ABT icon
Abbott
ABT
+$19.7M
4
NKE icon
Nike
NKE
+$19.3M
5
SHPG
Shire pic
SHPG
+$12.3M

Sector Composition

Rank Sector Weight
1 Healthcare 21.94%
2 Financials 14.78%
3 Technology 11.69%
4 Industrials 10.59%
5 Communication Services 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROP icon
76
Roper Technologies
ROP
$36.3B
$15.9M 0.3%
65,150
-15,904
-20% -$3.74M
HON icon
77
Honeywell
HON
$77.1B
$15.5M 0.29%
120,685
+9,194
+8% +$1.14M
KRE icon
78
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$15.4M 0.29%
271,636
– –
EW icon
79
Edwards Lifesciences
EW
$47.6B
$15.3M 0.29%
421,017
-251,433
-37% -$9.59M
PEP icon
80
PepsiCo
PEP
$186B
$14.8M 0.28%
132,955
+21,717
+20% +$2.51M
JNJ icon
81
Johnson & Johnson
JNJ
$635B
$14.6M 0.28%
112,574
+29,708
+36% +$3.94M
AAON icon
82
Aaon
AAON
$8.41B
$14.6M 0.28%
634,467
+1,245
+0.2% +$28.3K
MRK icon
83
Merck
MRK
$324B
$14.6M 0.28%
238,168
+847
+0.4% +$51.4K
CSCO icon
84
Cisco
CSCO
$450B
$14.5M 0.28%
430,658
+103,473
+32% +$3.29M
VWO icon
85
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$14.4M 0.27%
331,274
+807
+0.2% +$34.9K
NPKI
86
NPK International
NPKI
$1.21B
$14.2M 0.27%
1,417,071
+2,633
+0.2% +$21.5K
TIP icon
87
iShares TIPS Bond ETF
TIP
$14.5B
$13.8M 0.26%
121,776
-11,422
-9% -$1.3M
UL icon
88
Unilever
UL
$131B
$13.8M 0.26%
211,324
-1,209
-0.6% -$77.7K
IWM icon
89
iShares Russell 2000 ETF
IWM
$80.9B
$13.6M 0.26%
91,562
-4,751
-5% -$668K
RMD icon
90
ResMed
RMD
$28.3B
$13.3M 0.25%
172,197
-7,518
-4% -$575K
HD icon
91
Home Depot
HD
$332B
$13M 0.25%
79,412
+40,356
+103% +$6.19M
SSD icon
92
Simpson Manufacturing
SSD
$7.98B
$12.6M 0.24%
257,522
+501
+0.2% +$22.3K
KEP icon
93
Korea Electric Power
KEP
$15.5B
$11.8M 0.22%
704,646
-5,902
-0.8% -$111K
SMP icon
94
Standard Motor Products
SMP
$861M
$11.2M 0.21%
233,108
+441
+0.2% +$21K
F icon
95
Ford
F
$57.3B
$11M 0.21%
916,303
+2,677
+0.3% +$30.2K
EGOV
96
DELISTED
NIC Inc
EGOV
$10.6M 0.2%
615,212
+1,239
+0.2% +$21K
ELV icon
97
Elevance Health
ELV
$81.9B
$10.4M 0.2%
54,995
+26,355
+92% +$5.02M
SLM icon
98
SLM Corp
SLM
$4.57B
$10.3M 0.2%
901,488
+1,648
+0.2% +$17.9K
COF icon
99
Capital One
COF
$124B
$10.3M 0.2%
121,918
-7,205
-6% -$594K
SRCL
100
DELISTED
Stericycle Inc
SRCL
$9.9M 0.19%
138,271
+2,569
+2% +$189K
2 3
4
5 6

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Rockefeller Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Rockefeller Financial Services held 552 positions worth $5.25B, up 4.3% from $5.04B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Financial Services's Q3 2017 filing shows 100 new, 154 increased, 105 reduced and 19 closed positions. Its largest new stake was Foot Locker: 1,210,038 shares worth $42.6M. The largest sale was Aptiv, an estimated $75.5M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 23% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q3 2017 buy was Foot Locker: 1,210,038 shares worth $42.6M.
  • Rockefeller Financial Services added most to Royal Caribbean in Q3 2017, an estimated $18.6M increase.
  • Rockefeller Financial Services's biggest Q3 2017 reduction was Aptiv, cutting an estimated $75.5M.
  • Rockefeller Financial Services fully exited MRC Global in Q3 2017, selling an estimated $4.07M.
  • Rockefeller Financial Services's ten largest holdings make up 29% of its $5.25B portfolio in Q3 2017.
  • Rockefeller Financial Services opened 100 new positions and closed 19 in Q3 2017.
  • Rockefeller Financial Services's portfolio value rose 4.3% quarter-over-quarter to $5.25B.

Based on Rockefeller Financial Services's 13F filing for Q3 2017, filed 20 Oct 2017.