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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
76
Carnival Corporation Ltd
CCL
$36.1B
$13.7M 0.29%
280,613
+2,214
+0.8% +$102K
IPGP icon
77
IPG Photonics
IPGP
$3.89B
$13.5M 0.28%
163,808
+406
+0.2% +$33.9K
EGOV
78
DELISTED
NIC Inc
EGOV
$13.5M 0.28%
573,036
– –
SPGI icon
79
S&P Global
SPGI
$126B
$13.4M 0.28%
105,680
– –
JNJ icon
80
Johnson & Johnson
JNJ
$635B
$13.4M 0.28%
113,018
-6,993
-6% -$848K
DGI
81
DELISTED
DigitalGlobe Inc.
DGI
$12.9M 0.27%
468,536
+68,334
+17% +$1.75M
HON icon
82
Honeywell
HON
$77.1B
$12.7M 0.27%
121,588
+9,289
+8% +$971K
AGG icon
83
iShares Core US Aggregate Bond ETF
AGG
$138B
$12.5M 0.26%
110,992
– –
TIP icon
84
iShares TIPS Bond ETF
TIP
$14.5B
$12.4M 0.26%
106,701
+13,984
+15% +$1.62M
IL
85
DELISTED
IntraLinks Holdings Inc.
IL
$12.3M 0.26%
1,225,820
+42,100
+4% +$357K
DFS
86
DELISTED
Discover Financial Services
DFS
$12.2M 0.25%
215,571
-6,629
-3% -$380K
UL icon
87
Unilever
UL
$131B
$12.1M 0.25%
227,668
+10,011
+5% +$529K
IWM icon
88
iShares Russell 2000 ETF
IWM
$80.9B
$12M 0.25%
96,671
-878
-0.9% -$107K
KRE icon
89
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$11.5M 0.24%
271,636
– –
RMD icon
90
ResMed
RMD
$28.3B
$11.4M 0.24%
176,322
– –
AAON icon
91
Aaon
AAON
$8.41B
$11.4M 0.24%
591,354
– –
F icon
92
Ford
F
$57.3B
$11.1M 0.23%
920,956
+6,897
+0.8% +$87K
IBM icon
93
IBM
IBM
$202B
$11.1M 0.23%
73,185
– –
SSD icon
94
Simpson Manufacturing
SSD
$7.98B
$10.9M 0.23%
249,011
– –
BMI icon
95
Badger Meter
BMI
$3.66B
$10.8M 0.23%
323,530
+77,528
+32% +$2.68M
SRCL
96
DELISTED
Stericycle Inc
SRCL
$10.7M 0.22%
133,075
-250
-0.2% -$22.6K
ABAX
97
DELISTED
Abaxis Inc
ABAX
$9.65M 0.2%
186,936
– –
CLC
98
DELISTED
Clarcor
CLC
$9.64M 0.2%
148,287
– –
GE icon
99
GE Aerospace
GE
$367B
$9.43M 0.2%
66,408
– –
EPIQ
100
DELISTED
EPIQ SYSTEMS INC
EPIQ
$9.32M 0.19%
564,950
– –
2 3
4
5 6

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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.