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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.45B
AUM Growth
-$168M
Cap. Flow
-$349M
Cap. Flow %
-7.85%
Top 10 Hldgs %
24.5%
Holding
664
New
152
Increased
100
Reduced
193
Closed
33

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$155M
2
EBAY icon
eBay
EBAY
+$69.4M
3
ESRX
Express Scripts Holding Company
ESRX
+$62.9M
4
STJ
St Jude Medical
STJ
+$58.2M
5
TD icon
Toronto Dominion Bank
TD
+$30.1M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$116M
2
UNH icon
UnitedHealth
UNH
+$71.3M
3
RIO icon
Rio Tinto
RIO
+$49.5M
4
CMA
Comerica
CMA
+$35.6M
5
GS icon
Goldman Sachs
GS
+$33.2M

Sector Composition

Rank Sector Weight
1 Healthcare 19.68%
2 Financials 15.26%
3 Technology 11.97%
4 Consumer Discretionary 10.92%
5 Energy 10.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMI
651
DELISTED
Foundation Medicine, Inc.
FMI
– –
-8,832
Closed -$286K
ATW
652
DELISTED
Atwood Oceanics
ATW
– –
-11,894
Closed -$599K
CPHD
653
DELISTED
Cepheid Inc
CPHD
– –
-4,784
Closed -$247K
SZYM
654
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-30,647
Closed -$356K
ALU
655
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
78
– –
PCL
656
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-3,000
Closed -$126K
DTV
657
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-2,000
Closed -$153K
MCP
658
DELISTED
MOLYCORP INC COM STK
MCP
$0 ﹤0.01%
100
– –
QRE
659
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$0 ﹤0.01%
25
– –
ATMI
660
DELISTED
A T M I INC
ATMI
– –
-245
Closed -$8K
FTR
661
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
1
– –
AGN
662
DELISTED
Allergan Inc
AGN
– –
-9,913
Closed -$1.23M
23 24 25 26
27

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Rockefeller Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Rockefeller Financial Services held 664 positions worth $4.45B, down 3.6% from $4.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Financial Services withdrew a net $349M in Q2 2014, closing 33 positions and reducing 193 holdings. Its most notable exit was Chevron, an estimated $116M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Alphabet (Google) Class C worth $165M.

  • Rockefeller Financial Services's largest Q2 2014 buy was Alphabet (Google) Class C: 5,696,357 shares worth $165M.
  • Rockefeller Financial Services added most to Express Scripts Holding Company in Q2 2014, an estimated $62.9M increase.
  • Rockefeller Financial Services's biggest Q2 2014 reduction was UnitedHealth, cutting an estimated $71.3M.
  • Rockefeller Financial Services fully exited Chevron in Q2 2014, selling an estimated $116M.
  • Rockefeller Financial Services's ten largest holdings make up 24% of its $4.45B portfolio in Q2 2014.
  • Rockefeller Financial Services opened 152 new positions and closed 33 in Q2 2014.
  • Rockefeller Financial Services's portfolio value fell 3.6% quarter-over-quarter to $4.45B.

Based on Rockefeller Financial Services's 13F filing for Q2 2014, filed 25 Jul 2014.