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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.49B
AUM Growth
+$38.7M
Cap. Flow
+$76M
Cap. Flow %
1.69%
Top 10 Hldgs %
26.53%
Holding
657
New
26
Increased
107
Reduced
186
Closed
168

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$150M
2
CMCSA icon
Comcast
CMCSA
+$43.5M
3
DAR icon
Darling Ingredients
DAR
+$39.5M
4
COF icon
Capital One
COF
+$36.6M
5
CTRA
Coterra Energy
CTRA
+$34.5M

Top Sells

Rank Stock Value
1
CHL
China Mobile Limited
CHL
+$47.8M
2
CPA icon
Copa Holdings
CPA
+$38.5M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$37.7M
4
DOV icon
Dover
DOV
+$35.1M
5
INCY icon
Incyte
INCY
+$29.3M

Sector Composition

Rank Sector Weight
1 Healthcare 17.63%
2 Financials 15.64%
3 Energy 12.73%
4 Technology 12.5%
5 Consumer Discretionary 11.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
626
DELISTED
Monsanto Co
MON
– –
-68,110
Closed -$8.5M
SYT
627
DELISTED
Syngenta Ag
SYT
– –
-392
Closed -$29K
RICE
628
DELISTED
Rice Energy Inc.
RICE
– –
-45
Closed -$1K
PVTB
629
DELISTED
PrivateBancorp Inc
PVTB
– –
-49
Closed -$1K
ZLTQ
630
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
– –
-3,272
Closed -$50K
JOY
631
DELISTED
Joy Global Inc
JOY
– –
-16
Closed -$1K
LGF
632
DELISTED
Lions Gate Entertainment
LGF
– –
-53
Closed -$2K
AXLL
633
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-28
Closed -$1K
ARG
634
DELISTED
Airgas Inc
ARG
– –
-167,502
Closed -$18.2M
ALU
635
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
78
– –
ALTR
636
DELISTED
Altera Corp
ALTR
– –
-61
Closed -$2K
FSL
637
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
– –
-36
Closed -$1K
RYL
638
DELISTED
RYLAND GROUP INC
RYL
– –
-32
Closed -$1K
PLL
639
DELISTED
PALL CORP
PLL
– –
-162
Closed -$14K
MCP
640
DELISTED
MOLYCORP INC COM STK
MCP
$0 ﹤0.01%
100
– –
XLS
641
DELISTED
EXELIS INC COM STK
XLS
– –
-1,190
Closed -$19K
TRW
642
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
– –
-13
Closed -$1K
RGP
643
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
– –
-2,397
Closed -$77K
NPSP
644
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-27
Closed -$1K
CBST
645
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-6,161
Closed -$430K
KOG
646
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-67
Closed -$1K
QRE
647
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$0 ﹤0.01%
25
– –
PVD
648
DELISTED
Admin Fondos Pensions
PVD
– –
-300
Closed -$28K
HOT
649
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-132
Closed -$11K
FTR
650
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
1
– –
23 24 25
26
27

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Rockefeller Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Rockefeller Financial Services held 657 positions worth $4.49B, up 0.87% from $4.45B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q3 2014 filing shows 26 new, 107 increased, 186 reduced and 168 closed positions. Its largest new stake was Chevron: 1,172,332 shares worth $140M. The largest sale was China Mobile Limited, an estimated $47.8M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q3 2014 buy was Chevron: 1,172,332 shares worth $140M.
  • Rockefeller Financial Services added most to Comcast in Q3 2014, an estimated $43.5M increase.
  • Rockefeller Financial Services's biggest Q3 2014 reduction was China Mobile Limited, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited Alexion Pharmaceuticals in Q3 2014, selling an estimated $37.7M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.49B portfolio in Q3 2014.
  • Rockefeller Financial Services opened 26 new positions and closed 168 in Q3 2014.
  • Rockefeller Financial Services's portfolio value rose 0.87% quarter-over-quarter to $4.49B.

Based on Rockefeller Financial Services's 13F filing for Q3 2014, filed 5 Nov 2014.