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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5B
AUM Growth
-$147M
Cap. Flow
-$211M
Cap. Flow %
-4.21%
Top 10 Hldgs %
25.63%
Holding
633
New
19
Increased
78
Reduced
171
Closed
153

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$77.3M
2
SHPG
Shire pic
SHPG
+$65.3M
3
COP icon
ConocoPhillips
COP
+$60.7M
4
ILMN icon
Illumina
ILMN
+$39.4M
5
NLY icon
Annaly Capital Management
NLY
+$13.7M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$143M
2
ESRX
Express Scripts Holding Company
ESRX
+$92.7M
3
TEL icon
TE Connectivity
TEL
+$51.5M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$43.8M
5
WEC icon
WEC Energy
WEC
+$29M

Sector Composition

Rank Sector Weight
1 Healthcare 21.83%
2 Financials 15.97%
3 Technology 9.94%
4 Energy 9.85%
5 Industrials 9.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QHC
601
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
+7
New +$82
STI
602
DELISTED
SunTrust Banks, Inc.
STI
– –
-134
Closed -$5K
CYHHZ
603
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
450
– –
SCG
604
DELISTED
Scana
SCG
– –
-38
Closed -$3K
VR
605
DELISTED
Validus Hold Ltd
VR
– –
-1,407
Closed -$66K
SYT
606
DELISTED
Syngenta Ag
SYT
– –
-108
Closed -$9K
ABCO
607
DELISTED
Advisory Board Co
ABCO
– –
-4,385
Closed -$141K
BRCD
608
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-501
Closed -$5K
RAI
609
DELISTED
Reynolds American Inc
RAI
– –
-1,086
Closed -$55K
PPS
610
DELISTED
Post Properties
PPS
– –
-251
Closed -$15K
CVC
611
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-27,900
Closed -$921K
BXLT
612
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-1,084,106
Closed -$43.8M
BBEP
613
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-24
Closed –
ARG
614
DELISTED
Airgas Inc
ARG
– –
-148,350
Closed -$21M
SNDK
615
DELISTED
SANDISK CORP
SNDK
– –
-1,734
Closed -$132K
SZYM
616
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-33,882
Closed -$69K
BCS.PRC
617
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– –
-4,000
Closed -$104K
ADT
618
DELISTED
ADT Corp
ADT
– –
-32
Closed -$1K
NJ
619
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
– –
-596
Closed -$10K
MHFI
620
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-108,180
Closed -$10.7M
HPY
621
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-552
Closed -$53K
ATVI
622
DELISTED
Activision Blizzard
ATVI
– –
-239
Closed -$8K
CA
623
DELISTED
CA, Inc.
CA
– –
-1,503
Closed -$46K
UN
624
DELISTED
Unilever NV New York Registry Shares
UN
– –
-437
Closed -$20K
FTR
625
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
1
– –
22 23 24
25
26

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CCCA
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Rockefeller Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Rockefeller Financial Services held 633 positions worth $5B, down 2.9% from $5.15B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Financial Services withdrew a net $211M in Q2 2016, closing 153 positions and reducing 171 holdings. Its most notable exit was BAXALTA INC COM STK (DE), an estimated $43.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in S&P Global worth $11.3M.

  • Rockefeller Financial Services's largest Q2 2016 buy was S&P Global: 105,680 shares worth $11.3M.
  • Rockefeller Financial Services added most to Amazon in Q2 2016, an estimated $77.3M increase.
  • Rockefeller Financial Services's biggest Q2 2016 reduction was Apple, cutting an estimated $143M.
  • Rockefeller Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $43.8M.
  • Rockefeller Financial Services's ten largest holdings make up 26% of its $5B portfolio in Q2 2016.
  • Rockefeller Financial Services opened 19 new positions and closed 153 in Q2 2016.
  • Rockefeller Financial Services's portfolio value fell 2.9% quarter-over-quarter to $5B.

Based on Rockefeller Financial Services's 13F filing for Q2 2016, filed 20 Jul 2016.