We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.49B
AUM Growth
+$38.7M
Cap. Flow
+$76M
Cap. Flow %
1.69%
Top 10 Hldgs %
26.53%
Holding
657
New
26
Increased
107
Reduced
186
Closed
168

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$150M
2
CMCSA icon
Comcast
CMCSA
+$43.5M
3
DAR icon
Darling Ingredients
DAR
+$39.5M
4
COF icon
Capital One
COF
+$36.6M
5
CTRA
Coterra Energy
CTRA
+$34.5M

Top Sells

Rank Stock Value
1
CHL
China Mobile Limited
CHL
+$47.8M
2
CPA icon
Copa Holdings
CPA
+$38.5M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$37.7M
4
DOV icon
Dover
DOV
+$35.1M
5
INCY icon
Incyte
INCY
+$29.3M

Sector Composition

Rank Sector Weight
1 Healthcare 17.63%
2 Financials 15.64%
3 Energy 12.73%
4 Technology 12.5%
5 Consumer Discretionary 11.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAD
601
DELISTED
Rite Aid Corporation
RAD
– –
-6
Closed -$1K
CS
602
DELISTED
Credit Suisse Group
CS
– –
-654
Closed -$19K
CAJ
603
DELISTED
Canon, Inc.
CAJ
– –
-628
Closed -$21K
SRNE
604
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-50,512
Closed -$341K
CTXS
605
DELISTED
Citrix Systems Inc
CTXS
– –
-486
Closed -$24K
PTR
606
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
MBII
607
DELISTED
Marrone Bio Innovations, Inc.
MBII
– –
-14,413
Closed -$167K
ISBC
608
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-907
Closed -$10K
ALXN
609
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-241,103
Closed -$37.7M
NAV
610
DELISTED
Navistar International
NAV
– –
-20
Closed -$1K
STAY
611
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-54
Closed -$1K
QEP
612
DELISTED
QEP RESOURCES, INC.
QEP
– –
-466
Closed -$16K
GPOR
613
DELISTED
Gulfport Energy Corp.
GPOR
– –
-24
Closed -$2K
I
614
DELISTED
INTELSAT S. A.
I
– –
-836
Closed -$16K
RTN
615
DELISTED
Raytheon Company
RTN
– –
-42
Closed -$4K
PIR
616
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-3
Closed -$1K
UPL
617
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-32
Closed -$1K
BMS
618
DELISTED
Bemis
BMS
– –
-79
Closed -$3K
WFT
619
DELISTED
Weatherford International plc
WFT
– –
-3,133
Closed -$72K
USG
620
DELISTED
Usg
USG
– –
-44
Closed -$1K
BEL
621
DELISTED
Belmond Ltd.
BEL
– –
-99
Closed -$1K
TFCFA
622
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-518
Closed -$18K
CYHHZ
623
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
450
– –
SNMX
624
DELISTED
Senomyx, Inc.
SNMX
– –
-116,900
Closed -$1.01M
PAY
625
DELISTED
Verifone Systems Inc
PAY
– –
-31
Closed -$1K
23 24
25
26 27

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Rockefeller Financial Services held 657 positions worth $4.49B, up 0.87% from $4.45B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q3 2014 filing shows 26 new, 107 increased, 186 reduced and 168 closed positions. Its largest new stake was Chevron: 1,172,332 shares worth $140M. The largest sale was China Mobile Limited, an estimated $47.8M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q3 2014 buy was Chevron: 1,172,332 shares worth $140M.
  • Rockefeller Financial Services added most to Comcast in Q3 2014, an estimated $43.5M increase.
  • Rockefeller Financial Services's biggest Q3 2014 reduction was China Mobile Limited, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited Alexion Pharmaceuticals in Q3 2014, selling an estimated $37.7M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.49B portfolio in Q3 2014.
  • Rockefeller Financial Services opened 26 new positions and closed 168 in Q3 2014.
  • Rockefeller Financial Services's portfolio value rose 0.87% quarter-over-quarter to $4.49B.

Based on Rockefeller Financial Services's 13F filing for Q3 2014, filed 5 Nov 2014.