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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.06%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.56B
AUM Growth
+$75.4M
Cap. Flow
-$84.7M
Cap. Flow %
-1.86%
Top 10 Hldgs %
28.25%
Holding
546
New
57
Increased
81
Reduced
142
Closed
63

Top Buys

Rank Stock Value
1
PNR icon
Pentair
PNR
+$69.2M
2
V icon
Visa
V
+$36.1M
3
WMT icon
Walmart Inc
WMT
+$35.8M
4
INCY icon
Incyte
INCY
+$35.3M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$34.8M

Top Sells

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$83.3M
2
EXPE icon
Expedia Group
EXPE
+$69.6M
3
NTAP icon
NetApp
NTAP
+$61.5M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$45.3M
5
OII icon
Oceaneering
OII
+$39.2M

Sector Composition

Rank Sector Weight
1 Healthcare 18.25%
2 Financials 17.64%
3 Technology 11.87%
4 Industrials 11.03%
5 Consumer Discretionary 10.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELGX
526
DELISTED
Endologix Inc
ELGX
– –
-631
Closed -$67K
P
527
DELISTED
Pandora Media Inc
P
– –
-2,052
Closed -$50K
CYHHZ
528
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
450
– –
FUEL
529
DELISTED
Rocket Fuel Inc.
FUEL
– –
-2,068
Closed -$33K
NVDQ
530
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-4,352
Closed -$55K
CIE
531
DELISTED
Cobalt International Energy, Inc
CIE
– –
-3,895
Closed -$795K
YHOO
532
DELISTED
Yahoo Inc
YHOO
– –
-2,205
Closed -$90K
EMC
533
DELISTED
EMC CORPORATION
EMC
– –
-12,077
Closed -$353K
FNFG
534
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-330,591
Closed -$2.75M
BBEP
535
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$0 ﹤0.01%
+24
New +$329
ALU
536
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
78
– –
NGLS
537
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-1,200
Closed -$87K
MCP
538
DELISTED
MOLYCORP INC COM STK
MCP
$0 ﹤0.01%
100
– –
ENTR
539
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
– –
-1,505,111
Closed -$4M
BSJE
540
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
– –
-12,327
Closed -$325K
KMP
541
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-65,792
Closed -$6.14M
EPB
542
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-40,810
Closed -$1.64M
QRE
543
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
– –
-25
Closed –
TYC
544
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-62
Closed -$3K
FTR
545
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
1
– –
18 19 20 21
22

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Rockefeller Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Rockefeller Financial Services held 546 positions worth $4.56B, up 1.7% from $4.49B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2014 filing shows 57 new, 81 increased, 142 reduced and 63 closed positions. Its largest new stake was Incyte: 540,489 shares worth $39.5M. The largest sale was CAREFUSION CORPORATION, an estimated $83.3M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 18% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q4 2014 buy was Incyte: 540,489 shares worth $39.5M.
  • Rockefeller Financial Services added most to Pentair in Q4 2014, an estimated $69.2M increase.
  • Rockefeller Financial Services's biggest Q4 2014 reduction was CAREFUSION CORPORATION, cutting an estimated $83.3M.
  • Rockefeller Financial Services fully exited Expedia Group in Q4 2014, selling an estimated $69.6M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.56B portfolio in Q4 2014.
  • Rockefeller Financial Services opened 57 new positions and closed 63 in Q4 2014.
  • Rockefeller Financial Services's portfolio value rose 1.7% quarter-over-quarter to $4.56B.

Based on Rockefeller Financial Services's 13F filing for Q4 2014, filed 28 Jan 2015.