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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.62B
AUM Growth
-$11.2M
Cap. Flow
-$108M
Cap. Flow %
-2.34%
Top 10 Hldgs %
23.39%
Holding
555
New
45
Increased
177
Reduced
96
Closed
43

Top Buys

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$24.7M
2
CHL
China Mobile Limited
CHL
+$16.9M
3
GLW icon
Corning
GLW
+$15.8M
4
GOLD
Randgold Resources Ltd
GOLD
+$13.6M
5
UAL icon
United Airlines
UAL
+$11.6M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$172M
2
TPR icon
Tapestry
TPR
+$58M
3
STJ
St Jude Medical
STJ
+$54.1M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$28.8M
5
CMG icon
Chipotle Mexican Grill
CMG
+$18.5M

Sector Composition

Rank Sector Weight
1 Healthcare 18.96%
2 Financials 15.8%
3 Energy 12.65%
4 Technology 12.38%
5 Consumer Discretionary 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOV icon
526
NOV
NOV
$7.4B
– –
-92,925
Closed -$6.66M
RWX icon
527
State Street SPDR Dow Jones International Real Estate ETF
RWX
$266M
– –
-5,050
Closed -$208K
TPR icon
528
Tapestry
TPR
$29.7B
– –
-1,033,590
Closed -$58M
UGP icon
529
Ultrapar
UGP
$6.72B
– –
-173,254
Closed -$2.05M
WELL icon
530
Welltower
WELL
$176B
– –
-67
Closed -$4K
PTR
531
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
RTN
532
DELISTED
Raytheon Company
RTN
– –
-79
Closed -$7K
BRS
533
DELISTED
Bristow Group, Inc.
BRS
– –
-16,650
Closed -$1.25M
ELGX
534
DELISTED
Endologix Inc
ELGX
– –
-1,272
Closed -$222K
CYHHZ
535
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
+450
New +$25
EOCC
536
DELISTED
Enel Generacion Chile S.A.
EOCC
– –
-63,820
Closed -$1.97M
BWP
537
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-16,740
Closed -$427K
STJ
538
DELISTED
St Jude Medical
STJ
– –
-873,226
Closed -$54.1M
ALU
539
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
78
– –
MCP
540
DELISTED
MOLYCORP INC COM STK
MCP
$0 ﹤0.01%
100
– –
PETM
541
DELISTED
PETSMART INC
PETM
– –
-13,214
Closed -$962K
QRE
542
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$0 ﹤0.01%
25
– –
STRZA
543
DELISTED
Starz - Series A
STRZA
– –
-67
Closed -$2K
PVR
544
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
– –
-2,350
Closed -$63K
LIFE
545
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-4,768
Closed -$361K
HMA
546
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-450
Closed -$6K
UN
547
DELISTED
Unilever NV New York Registry Shares
UN
– –
-98
Closed -$4K
FTR
548
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
1
– –
GG
549
DELISTED
Goldcorp Inc
GG
– –
-109,851
Closed -$2.38M
CNCO
550
DELISTED
Cencosud S.A.
CNCO
– –
-8,200
Closed -$89K
19 20 21
22
23

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Rockefeller Financial Services held 555 positions worth $4.62B, down 0.24% from $4.63B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q1 2014 filing shows 45 new, 177 increased, 96 reduced and 43 closed positions. Its largest new stake was Randgold Resources Ltd: 185,963 shares worth $13.7M. The largest sale was Alphabet (Google) Class C, an estimated $172M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q1 2014 buy was Randgold Resources Ltd: 185,963 shares worth $13.7M.
  • Rockefeller Financial Services added most to NetApp in Q1 2014, an estimated $24.7M increase.
  • Rockefeller Financial Services's biggest Q1 2014 reduction was Microsoft, cutting an estimated $17.7M.
  • Rockefeller Financial Services fully exited Alphabet (Google) Class C in Q1 2014, selling an estimated $172M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.62B portfolio in Q1 2014.
  • Rockefeller Financial Services opened 45 new positions and closed 43 in Q1 2014.
  • Rockefeller Financial Services's portfolio value fell 0.24% quarter-over-quarter to $4.62B.

Based on Rockefeller Financial Services's 13F filing for Q1 2014, filed 5 May 2014.