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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
526
Vanguard FTSE Developed Markets ETF
VEA
$226B
– –
-630
Closed -$25K
VEU icon
527
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
– –
-20,500
Closed -$996K
X
528
DELISTED
US Steel
X
– –
-8,140
Closed -$168K
INVX
529
Innovex International
INVX
$1.85B
– –
-13,030
Closed -$1.5M
PTR
530
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
ENDP
531
DELISTED
Endo International plc
ENDP
– –
-5,844
Closed -$266K
CPL
532
DELISTED
CPFL Energia S.A.
CPL
– –
-6,591
Closed -$107K
TFCF
533
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-1,000
Closed -$33K
ALU
534
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
78
-3
-4% -$12
QRE
535
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$0 ﹤0.01%
25
– –
ABV
536
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-5,000
Closed -$192K
DELL
537
DELISTED
DELL INC
DELL
– –
-600
Closed -$8K
CYB
538
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
– –
-215
Closed -$6K
FTR
539
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
1
-1
-50% -$68
18 19 20 21
22

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CCCA
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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.