We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.01B
AUM Growth
+$84.6M
Cap. Flow
-$233M
Cap. Flow %
-4.64%
Top 10 Hldgs %
28.87%
Holding
529
New
16
Increased
80
Reduced
147
Closed
57

Top Buys

Rank Stock Value
1
NFX
Newfield Exploration
NFX
+$28.7M
2
ABT icon
Abbott
ABT
+$26.7M
3
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$22.9M
4
CERN
Cerner Corp
CERN
+$16.9M
5
NKE icon
Nike
NKE
+$13.6M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$59.5M
2
RGA icon
Reinsurance Group of America
RGA
+$34.5M
3
JPM icon
JPMorgan Chase
JPM
+$32.9M
4
COF icon
Capital One
COF
+$28.7M
5
MENT
Mentor Graphics Corp
MENT
+$25.1M

Sector Composition

Rank Sector Weight
1 Healthcare 21.97%
2 Financials 15.07%
3 Industrials 11.07%
4 Technology 10.69%
5 Consumer Discretionary 9.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UA icon
501
Under Armour Class C
UA
$2.92B
– –
-1,394
Closed -$35K
UAA icon
502
Under Armour
UAA
$3B
– –
-1,385
Closed -$40K
ULTA icon
503
Ulta Beauty
ULTA
$20.4B
– –
-125
Closed -$32K
XBI icon
504
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-1,335
Closed -$79K
XLV icon
505
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
– –
-31,462
Closed -$2.17M
HA
506
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-4,000
Closed -$228K
PXD
507
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,300
Closed -$234K
HTY
508
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-7,850
Closed -$76K
BKCC
509
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-5,000
Closed -$35K
PTR
510
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
EPAY
511
DELISTED
Bottomline Technologies Inc
EPAY
– –
-8,000
Closed -$200K
ANH
512
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-11,000
Closed -$57K
WPX
513
DELISTED
WPX Energy, Inc.
WPX
– –
-30,000
Closed -$437K
TIF
514
DELISTED
Tiffany & Co.
TIF
– –
-4,000
Closed -$310K
QHC
515
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
79
– –
CTWS
516
DELISTED
Connecticut Water Service Inc
CTWS
– –
-5,407
Closed -$302K
LGCY
517
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-2,000
Closed -$4K
CYHHZ
518
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
450
– –
FNGN
519
DELISTED
Financial Engines, Inc.
FNGN
– –
-6,000
Closed -$220K
BWLD
520
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-1,298
Closed -$200K
MENT
521
DELISTED
Mentor Graphics Corp
MENT
– –
-680,079
Closed -$25.1M
LLTC
522
DELISTED
Linear Technology Corp
LLTC
– –
-100
Closed -$6K
HAR
523
DELISTED
Harman International Industries
HAR
– –
-4,497
Closed -$500K
CLC
524
DELISTED
Clarcor
CLC
– –
-148,179
Closed -$12.2M
SE
525
DELISTED
Spectra Energy Corp Wi
SE
– –
-39,570
Closed -$1.63M
18 19 20
21
22

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Rockefeller Financial Services held 529 positions worth $5.01B, up 1.7% from $4.92B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Financial Services withdrew a net $233M in Q1 2017, closing 57 positions and reducing 147 holdings. Its most notable exit was St Jude Medical, an estimated $59.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

Against the trend, Rockefeller Financial Services opened a new position in Newfield Exploration worth $27.3M.

  • Rockefeller Financial Services's largest Q1 2017 buy was Newfield Exploration: 738,424 shares worth $27.3M.
  • Rockefeller Financial Services added most to Abbott in Q1 2017, an estimated $26.7M increase.
  • Rockefeller Financial Services's biggest Q1 2017 reduction was Reinsurance Group of America, cutting an estimated $34.5M.
  • Rockefeller Financial Services fully exited St Jude Medical in Q1 2017, selling an estimated $59.5M.
  • Rockefeller Financial Services's ten largest holdings make up 29% of its $5.01B portfolio in Q1 2017.
  • Rockefeller Financial Services opened 16 new positions and closed 57 in Q1 2017.
  • Rockefeller Financial Services's portfolio value rose 1.7% quarter-over-quarter to $5.01B.

Based on Rockefeller Financial Services's 13F filing for Q1 2017, filed 28 Apr 2017.