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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYH icon
501
Community Health Systems
CYH
$385M
$2K ﹤0.01%
427
+396
+1,277% +$2.75K
DDD icon
502
3D Systems Corp
DDD
$420M
$2K ﹤0.01%
167
– –
XLRE icon
503
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$2K ﹤0.01%
62
– –
LYB icon
504
LyondellBasell Industries
LYB
$19.5B
$1K ﹤0.01%
16
– –
QHC
505
DELISTED
Quorum Health Corporation
QHC
$1K ﹤0.01%
79
+72
+1,029% +$434
WFT
506
DELISTED
Weatherford International plc
WFT
$1K ﹤0.01%
+216
New +$1.13K
ACWI icon
507
iShares MSCI ACWI ETF
ACWI
$32.6B
– –
-1,968
Closed -$116K
AIG icon
508
American International
AIG
$41.9B
– –
-4,512
Closed -$268K
AMSC icon
509
American Superconductor
AMSC
$1.48B
$0 ﹤0.01%
35
– –
APVO icon
510
Aptevo Therapeutics
APVO
$5.47M
– –
0
– -$64K
CC icon
511
Chemours
CC
$2.59B
$0 ﹤0.01%
14
– –
CHRS icon
512
Coherus Oncology
CHRS
$217M
– –
-94
Closed -$3K
CNC icon
513
Centene
CNC
$31.3B
– –
-3,574
Closed -$120K
EUFN icon
514
iShares MSCI Europe Financials ETF
EUFN
$3.87B
– –
-22,661
Closed -$389K
FCX icon
515
Freeport-McMoran
FCX
$90B
$0 ﹤0.01%
+36
New +$461
NCLH icon
516
Norwegian Cruise Line
NCLH
$8.89B
– –
-33,520
Closed -$1.26M
RIGL icon
517
Rigel Pharmaceuticals
RIGL
$680M
– –
-3,495
Closed -$128K
MDRX
518
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-9,346
Closed -$123K
ISEE
519
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-1,816
Closed -$84K
PTR
520
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
AIG.WS
521
DELISTED
American International Group, Inc.
AIG.WS
– –
-2,408
Closed -$51K
FRED
522
DELISTED
Fred's Inc
FRED
– –
-489,463
Closed -$4.43M
CYHHZ
523
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
450
– –
AVXS
524
DELISTED
AveXis, Inc. Common Stock
AVXS
– –
-1,778
Closed -$73K
TVIA
525
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
– –
-70,274
Closed -$193K
18 19 20
21
22

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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.