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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
-6.53%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$91.5M
Cap. Flow
+$567M
Cap. Flow %
11.54%
Top 10 Hldgs %
26.65%
Holding
544
New
79
Increased
147
Reduced
72
Closed
26

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$130M
2
WEC icon
WEC Energy
WEC
+$84.8M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$77.1M
4
SBAC icon
SBA Communications
SBAC
+$56.6M
5
TEL icon
TE Connectivity
TEL
+$54.6M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$73.9M
2
CHL
China Mobile Limited
CHL
+$49.4M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$42M
4
APA icon
APA Corp
APA
+$25.6M
5
DAR icon
Darling Ingredients
DAR
+$23.3M

Sector Composition

Rank Sector Weight
1 Healthcare 20.25%
2 Financials 15.76%
3 Technology 10.9%
4 Industrials 10.76%
5 Consumer Discretionary 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
501
DELISTED
US Steel
X
$3K ﹤0.01%
+300
New +$5.02K
CNQ icon
502
Canadian Natural Resources
CNQ
$93.4B
$2K ﹤0.01%
238
– –
DDD icon
503
3D Systems Corp
DDD
$430M
$2K ﹤0.01%
167
– –
ABB
504
DELISTED
ABB Ltd
ABB
$2K ﹤0.01%
129
– –
SUNE
505
DELISTED
SUNEDISON, INC COM
SUNE
$2K ﹤0.01%
316
– –
CYH icon
506
Community Health Systems
CYH
$383M
$1K ﹤0.01%
38
– –
LYB icon
507
LyondellBasell Industries
LYB
$18.9B
$1K ﹤0.01%
16
– –
TLN
508
DELISTED
Talen Energy Corporation
TLN
$1K ﹤0.01%
64
– –
ADT
509
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
32
– –
ACI
510
DELISTED
ARCH COAL, INC.
ACI
$1K ﹤0.01%
180
– –
ACAD icon
511
Acadia Pharmaceuticals
ACAD
$4.35B
– –
-5,695
Closed -$239K
AMSC icon
512
American Superconductor
AMSC
$1.48B
$0 ﹤0.01%
35
– –
BMRN icon
513
BioMarin Pharmaceuticals
BMRN
$11.6B
– –
-2,126
Closed -$291K
CC icon
514
Chemours
CC
$2.55B
$0 ﹤0.01%
+14
New +$147
CE icon
515
Celanese
CE
$4.87B
– –
-10,718
Closed -$770K
FAST icon
516
Fastenal
FAST
$54.7B
– –
-8,920
Closed -$94K
FXI icon
517
iShares China Large-Cap ETF
FXI
$4.22B
– –
-1,830
Closed -$84K
IONS icon
518
Ionis Pharmaceuticals
IONS
$9.25B
– –
-2,587
Closed -$149K
LNN icon
519
Lindsay Corp
LNN
$1.17B
– –
-4,398
Closed -$387K
NUE icon
520
Nucor
NUE
$56.4B
– –
-66
Closed -$3K
NVAX icon
521
Novavax
NVAX
$1.23B
– –
-820
Closed -$183K
RWT
522
Redwood Trust
RWT
$619M
– –
-2,690
Closed -$42K
SCCO icon
523
Southern Copper
SCCO
$141B
– –
-10,680
Closed -$291K
WBA
524
DELISTED
Walgreens Boots Alliance
WBA
– –
-138
Closed -$12K
WDC icon
525
Western Digital
WDC
$172B
– –
-1,437
Closed -$85K
18 19 20
21
22

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Rockefeller Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Rockefeller Financial Services held 544 positions worth $4.92B, up 1.9% from $4.83B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services deployed $567M of net new capital in Q3 2015, opening 79 new positions and adding to 147 existing holdings. Its largest new stake was WEC Energy: 1,744,120 shares worth $91.1M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Walmart Inc, an estimated $73.9M trimmed.

  • Rockefeller Financial Services's largest Q3 2015 buy was WEC Energy: 1,744,120 shares worth $91.1M.
  • Rockefeller Financial Services added most to CVS Health in Q3 2015, an estimated $130M increase.
  • Rockefeller Financial Services's biggest Q3 2015 reduction was Walmart Inc, cutting an estimated $73.9M.
  • Rockefeller Financial Services fully exited CAMERON INTERNATIONAL CORPORATION in Q3 2015, selling an estimated $2.01M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.92B portfolio in Q3 2015.
  • Rockefeller Financial Services opened 79 new positions and closed 26 in Q3 2015.
  • Rockefeller Financial Services's portfolio value rose 1.9% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q3 2015, filed 23 Oct 2015.