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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
501
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$1K ﹤0.01%
32
– –
JCP
502
DELISTED
J.C. Penney Company, Inc.
JCP
$1K ﹤0.01%
130
– –
ADT
503
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
32
– –
MCP
504
DELISTED
MOLYCORP INC COM STK
MCP
$1K ﹤0.01%
100
– –
TLM
505
DELISTED
TALISMAN ENERGY INC
TLM
$1K ﹤0.01%
74
– –
AMLP icon
506
Alerian MLP ETF
AMLP
$12.7B
– –
-3,639
Closed -$320K
BCH icon
507
Banco de Chile
BCH
$20.9B
– –
-4,202
Closed -$114K
BTI icon
508
British American Tobacco
BTI
$131B
– –
-1,200
Closed -$63K
CCU icon
509
Compañía de Cervecerías Unidas
CCU
$2.2B
– –
-6,090
Closed -$162K
CWB icon
510
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
– –
-2,500
Closed -$113K
EBAY icon
511
eBay
EBAY
$50.3B
– –
-1,663
Closed -$39K
EC icon
512
Ecopetrol
EC
$32.5B
– –
-75,458
Closed -$3.47M
ECH icon
513
iShares MSCI Chile ETF
ECH
$1.01B
– –
-7,750
Closed -$389K
ED icon
514
Consolidated Edison
ED
$41.1B
– –
-16,830
Closed -$928K
EFAV icon
515
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.26B
– –
-2,000
Closed -$122K
HUM icon
516
Humana
HUM
$45.8B
– –
-500
Closed -$47K
IWF icon
517
iShares Russell 1000 Growth ETF
IWF
$120B
– –
-12,000
Closed -$235K
K
518
DELISTED
Kellanova
K
– –
-2,231
Closed -$123K
KYN icon
519
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
– –
-639
Closed -$23K
MELI icon
520
Mercado Libre
MELI
$92.3B
– –
-17,646
Closed -$2.38M
NWS icon
521
News Corp Class B
NWS
$16.8B
– –
-250
Closed -$4K
PBR.A icon
522
Petrobras Class A
PBR.A
$103B
– –
-17
Closed –
POST icon
523
Post Holdings
POST
$4.14B
– –
-2,011
Closed -$53K
UI icon
524
Ubiquiti
UI
$32.7B
– –
-217
Closed -$7K
USMV icon
525
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
– –
-3,000
Closed -$100K
18 19 20
21
22

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CCCA
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.