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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCP
501
DELISTED
MOLYCORP INC COM STK
MCP
$1K ﹤0.01%
100
– –
TLM
502
DELISTED
TALISMAN ENERGY INC
TLM
$1K ﹤0.01%
74
-1,166
-94% -$13K
AME icon
503
Ametek
AME
$55.7B
– –
-33,750
Closed -$1.43M
AVB icon
504
AvalonBay Communities
AVB
$26.8B
– –
-48,761
Closed -$6.58M
BIIB icon
505
Biogen
BIIB
$29.5B
– –
-3,249
Closed -$699K
CHT icon
506
Chunghwa Telecom
CHT
$33.4B
– –
-1,540
Closed -$49K
CLF icon
507
Cleveland-Cliffs
CLF
$6.99B
– –
-7,750
Closed -$126K
EQT icon
508
EQT Corp
EQT
$32.5B
– –
-2,204
Closed -$95K
HSY icon
509
Hershey
HSY
$36.6B
– –
-14,000
Closed -$1.25M
INVA icon
510
Innoviva
INVA
$1.57B
– –
-15,072
Closed -$468K
IRDM icon
511
Iridium Communications
IRDM
$4.87B
– –
-16,553
Closed -$128K
IRWD icon
512
Ironwood Pharmaceuticals
IRWD
$644M
– –
-2
Closed –
LBTYA icon
513
Liberty Global Class A
LBTYA
$3.35B
– –
-444
Closed -$13K
LBTYK icon
514
Liberty Global Class C
LBTYK
$3.27B
– –
-356
Closed -$9K
MCHP icon
515
Microchip Technology
MCHP
$42.3B
– –
-1,000
Closed -$19K
MCO icon
516
Moody's
MCO
$84.2B
– –
-3,750
Closed -$228K
MSCI icon
517
MSCI
MSCI
$41.5B
– –
-984,339
Closed -$32.7M
NLY icon
518
Annaly Capital Management
NLY
$16.9B
– –
-6,388
Closed -$321K
PBR icon
519
Petrobras
PBR
$116B
– –
-425,005
Closed -$5.7M
PBR.A icon
520
Petrobras Class A
PBR.A
$103B
$0 ﹤0.01%
17
-283
-94% -$4.26K
SQM icon
521
Sociedad Química y Minera de Chile
SQM
$19.6B
– –
-97,640
Closed -$3.84M
TM icon
522
Toyota
TM
$216B
– –
-1
Closed –
VTR icon
523
Ventas
VTR
$48.7B
– –
-82,499
Closed -$6.54M
WOLF icon
524
Wolfspeed
WOLF
$1.24B
– –
-126
Closed -$8K
XLV icon
525
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
– –
-9,003
Closed -$429K
18 19 20
21
22

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.