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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
476
iShares Russell 2000 Value ETF
IWN
$14.4B
$7K ﹤0.01%
56
– –
IWO icon
477
iShares Russell 2000 Growth ETF
IWO
$14.4B
$7K ﹤0.01%
48
– –
JCI icon
478
Johnson Controls International
JCI
$87.5B
$7K ﹤0.01%
175
-2,698
-94% -$118K
JWN
479
DELISTED
Nordstrom
JWN
$7K ﹤0.01%
+140
New +$7.61K
KN icon
480
Knowles
KN
$3.2B
$7K ﹤0.01%
416
– –
NRT
481
North European Oil Royalty Trust
NRT
$79.2M
$7K ﹤0.01%
+1,100
New +$7.87K
NLSN
482
DELISTED
Nielsen Holdings plc
NLSN
$7K ﹤0.01%
+170
New +$7.81K
DJP icon
483
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
$6K ﹤0.01%
250
– –
IHG icon
484
InterContinental Hotels
IHG
$23.5B
$6K ﹤0.01%
+125
New +$5.65K
VALE icon
485
Vale
VALE
$62.9B
$6K ﹤0.01%
800
– –
MRO
486
DELISTED
Marathon Oil Corporation
MRO
$6K ﹤0.01%
334
– –
XRM
487
DELISTED
Xerium Technologies Inc (new)
XRM
$6K ﹤0.01%
1,026
– –
LLTC
488
DELISTED
Linear Technology Corp
LLTC
$6K ﹤0.01%
100
– –
PJT icon
489
PJT Partners
PJT
$4.36B
$5K ﹤0.01%
150
– –
RHT
490
DELISTED
Red Hat Inc
RHT
$5K ﹤0.01%
+72
New +$5.56K
AXP icon
491
American Express
AXP
$226B
$4K ﹤0.01%
48
– –
IP icon
492
International Paper
IP
$22.5B
$4K ﹤0.01%
84
– –
LGCY
493
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$4K ﹤0.01%
+2,000
New +$3.6K
CIT
494
DELISTED
CIT Group Inc.
CIT
$4K ﹤0.01%
100
– –
COOP
495
DELISTED
Mr. Cooper
COOP
$3K ﹤0.01%
137
– –
MUFG icon
496
Mitsubishi UFJ Financial
MUFG
$260B
$3K ﹤0.01%
500
– –
TPR icon
497
Tapestry
TPR
$29.8B
$3K ﹤0.01%
+72
New +$2.63K
AMP icon
498
Ameriprise Financial
AMP
$47.6B
$2K ﹤0.01%
18
– –
BLK icon
499
Blackrock
BLK
$165B
$2K ﹤0.01%
6
– –
CME icon
500
CME Group
CME
$91.8B
$2K ﹤0.01%
21
– –
18 19
20
21 22

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CCCA
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TAM
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.