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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAZ icon
476
Lazard
LAZ
$4.23B
– –
-11,030
Closed -$328K
MS icon
477
Morgan Stanley
MS
$337B
– –
-275
Closed -$7K
PFF icon
478
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-28,530
Closed -$1.14M
PHM icon
479
Pultegroup
PHM
$24.9B
– –
-19,230
Closed -$375K
SAGE
480
DELISTED
Sage Therapeutics
SAGE
– –
-2,257
Closed -$68K
SMFG icon
481
Sumitomo Mitsui Financial
SMFG
$167B
– –
-90,637
Closed -$518K
TEL icon
482
TE Connectivity
TEL
$60.2B
– –
-24,216
Closed -$1.38M
TLK icon
483
Telkom Indonesia
TLK
$14.3B
– –
-1,200
Closed -$37K
TRMB icon
484
Trimble
TRMB
$13B
– –
-611,673
Closed -$14.9M
PTR
485
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
TIF
486
DELISTED
Tiffany & Co.
TIF
– –
-80
Closed -$5K
QHC
487
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
7
– –
USG
488
DELISTED
Usg
USG
– –
-22,600
Closed -$609K
CYHHZ
489
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
450
– –
PNRA
490
DELISTED
Panera Bread Co
PNRA
– –
-923
Closed -$196K
WINT
491
DELISTED
Windtree Therapeutics Inc
WINT
– –
-27,658
Closed -$53K
STR
492
DELISTED
QUESTAR CORP
STR
– –
-26,569
Closed -$674K
EMC
493
DELISTED
EMC CORPORATION
EMC
– –
-6,750
Closed -$183K
FMER
494
DELISTED
FIRSTMERIT CORP
FMER
– –
-5,144
Closed -$104K
EJ
495
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
– –
-9,141
Closed -$59K
EXAM
496
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-513,360
Closed -$17.9M
CRC
497
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
2
-155
-99% -$1.77K
TYC
498
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-62
Closed -$3K
FTR
499
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
1
– –
NTT
500
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-1,888
Closed -$89K
17 18 19
20
21

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CCCA
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.