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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.25B
AUM Growth
+$214M
Cap. Flow
+$27.3M
Cap. Flow %
0.52%
Top 10 Hldgs %
28.96%
Holding
552
New
100
Increased
154
Reduced
105
Closed
19

Top Buys

Rank Stock Value
1
FL
Foot Locker
FL
+$50.9M
2
VYX icon
NCR Voyix
VYX
+$41.3M
3
RCL icon
Royal Caribbean
RCL
+$18.6M
4
XOM icon
ExxonMobil
XOM
+$9.97M
5
LUV icon
Southwest Airlines
LUV
+$6.82M

Top Sells

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$75.5M
2
NFX
Newfield Exploration
NFX
+$19.9M
3
ABT icon
Abbott
ABT
+$19.7M
4
NKE icon
Nike
NKE
+$19.3M
5
SHPG
Shire pic
SHPG
+$12.3M

Sector Composition

Rank Sector Weight
1 Healthcare 21.94%
2 Financials 14.78%
3 Technology 11.69%
4 Industrials 10.59%
5 Communication Services 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYF icon
26
Synchrony
SYF
$23.3B
$70.1M 1.33%
2,257,527
-26,154
-1% -$782K
KMI icon
27
Kinder Morgan
KMI
$72.9B
$69.9M 1.33%
3,643,417
-39,006
-1% -$760K
ILMN icon
28
Illumina
ILMN
$29.8B
$67.1M 1.28%
346,304
-4,541
-1% -$845K
NKE icon
29
Nike
NKE
$60.8B
$61.3M 1.17%
1,182,757
-342,947
-22% -$19.3M
UAL icon
30
United Airlines
UAL
$37.4B
$56.2M 1.07%
922,673
-15,301
-2% -$1.02M
REGN icon
31
Regeneron Pharmaceuticals
REGN
$68.3B
$55.2M 1.05%
123,412
-95
-0.1% -$45.2K
CX icon
32
Cemex
CX
$17.7B
$53.9M 1.03%
5,938,829
-87,829
-1% -$833K
AWK icon
33
American Water Works
AWK
$26.2B
$52.8M 1.01%
652,704
+15,720
+2% +$1.27M
VMBS icon
34
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$52.7M 1%
997,750
+4,789
+0.5% +$253K
WEC icon
35
WEC Energy
WEC
$37.4B
$51.6M 0.98%
821,144
-4,659
-0.6% -$297K
CCL icon
36
Carnival Corporation Ltd
CCL
$34.6B
$46.8M 0.89%
725,066
-13,603
-2% -$909K
EFA icon
37
iShares MSCI EAFE ETF
EFA
$76.1B
$43.8M 0.83%
639,765
-16,342
-2% -$1.09M
FL
38
DELISTED
Foot Locker
FL
$42.6M 0.81%
+1,210,038
New +$50.9M
VYX icon
39
NCR Voyix
VYX
$1.05B
$41.3M 0.79%
+1,796,120
New +$41.3M
CVX icon
40
Chevron
CVX
$387B
$39.1M 0.74%
332,860
+41,811
+14% +$4.56M
GOOGL icon
41
Alphabet (Google) Class A
GOOGL
$3.89T
$38.3M 0.73%
786,780
-10,620
-1% -$504K
ALNY icon
42
Alnylam Pharmaceuticals
ALNY
$35.9B
$38M 0.72%
323,364
-8,694
-3% -$742K
IBN icon
43
ICICI Bank
IBN
$105B
$37.8M 0.72%
4,410,046
-19,289
-0.4% -$176K
HCSG icon
44
Healthcare Services Group
HCSG
$1.54B
$33.5M 0.64%
621,533
-50,271
-7% -$2.58M
CTRA
45
DELISTED
Coterra Energy
CTRA
$32.8M 0.62%
1,224,396
-17,407
-1% -$442K
ABMD
46
DELISTED
Abiomed Inc
ABMD
$32.7M 0.62%
193,674
-28,736
-13% -$4.35M
MMSI icon
47
Merit Medical Systems
MMSI
$4.36B
$31.6M 0.6%
747,052
+1,031
+0.1% +$41.5K
IPGP icon
48
IPG Photonics
IPGP
$4.09B
$31.6M 0.6%
170,690
-4,240
-2% -$704K
LFUS icon
49
Littelfuse
LFUS
$10.5B
$29.3M 0.56%
149,696
-1,989
-1% -$361K
VCRA
50
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$29.1M 0.55%
928,511
+1,616
+0.2% +$44.6K
1
2
3 4 5

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Rockefeller Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Rockefeller Financial Services held 552 positions worth $5.25B, up 4.3% from $5.04B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Financial Services's Q3 2017 filing shows 100 new, 154 increased, 105 reduced and 19 closed positions. Its largest new stake was Foot Locker: 1,210,038 shares worth $42.6M. The largest sale was Aptiv, an estimated $75.5M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 23% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q3 2017 buy was Foot Locker: 1,210,038 shares worth $42.6M.
  • Rockefeller Financial Services added most to Royal Caribbean in Q3 2017, an estimated $18.6M increase.
  • Rockefeller Financial Services's biggest Q3 2017 reduction was Aptiv, cutting an estimated $75.5M.
  • Rockefeller Financial Services fully exited MRC Global in Q3 2017, selling an estimated $4.07M.
  • Rockefeller Financial Services's ten largest holdings make up 29% of its $5.25B portfolio in Q3 2017.
  • Rockefeller Financial Services opened 100 new positions and closed 19 in Q3 2017.
  • Rockefeller Financial Services's portfolio value rose 4.3% quarter-over-quarter to $5.25B.

Based on Rockefeller Financial Services's 13F filing for Q3 2017, filed 20 Oct 2017.