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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.01B
AUM Growth
+$84.6M
Cap. Flow
-$233M
Cap. Flow %
-4.64%
Top 10 Hldgs %
28.87%
Holding
529
New
16
Increased
80
Reduced
147
Closed
57

Top Buys

Rank Stock Value
1
NFX
Newfield Exploration
NFX
+$28.7M
2
ABT icon
Abbott
ABT
+$26.7M
3
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$22.9M
4
CERN
Cerner Corp
CERN
+$16.9M
5
NKE icon
Nike
NKE
+$13.6M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$59.5M
2
RGA icon
Reinsurance Group of America
RGA
+$34.5M
3
JPM icon
JPMorgan Chase
JPM
+$32.9M
4
COF icon
Capital One
COF
+$28.7M
5
MENT
Mentor Graphics Corp
MENT
+$25.1M

Sector Composition

Rank Sector Weight
1 Healthcare 21.97%
2 Financials 15.07%
3 Industrials 11.07%
4 Technology 10.69%
5 Consumer Discretionary 9.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$651B
$75.1M 1.5%
915,550
-80,935
-8% -$6.76M
UAL icon
27
United Airlines
UAL
$38.4B
$68.5M 1.37%
969,769
-27,204
-3% -$1.97M
REGN icon
28
Regeneron Pharmaceuticals
REGN
$68.8B
$65M 1.3%
167,620
+19,275
+13% +$7.14M
ILMN icon
29
Illumina
ILMN
$29.4B
$61.9M 1.24%
373,157
-5,317
-1% -$838K
BIIB icon
30
Biogen
BIIB
$29.9B
$61.6M 1.23%
225,192
-4,243
-2% -$1.2M
SYF icon
31
Synchrony
SYF
$23.7B
$59M 1.18%
1,718,853
-22,288
-1% -$800K
COF icon
32
Capital One
COF
$124B
$58.9M 1.18%
679,168
-322,652
-32% -$28.7M
BIDU icon
33
Baidu
BIDU
$35.8B
$55.1M 1.1%
319,631
+1,318
+0.4% +$232K
CX icon
34
Cemex
CX
$17.4B
$53.7M 1.07%
6,153,401
+15,600
+0.3% +$131K
VMBS icon
35
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$52.4M 1.05%
997,008
+23,116
+2% +$1.21M
AWK icon
36
American Water Works
AWK
$26.3B
$49.9M 1%
641,246
+7,935
+1% +$589K
WEC icon
37
WEC Energy
WEC
$37.7B
$48.4M 0.97%
797,526
-14,255
-2% -$840K
GOOGL icon
38
Alphabet (Google) Class A
GOOGL
$3.91T
$42.7M 0.85%
1,006,600
-34,600
-3% -$1.45M
EFA icon
39
iShares MSCI EAFE ETF
EFA
$76.4B
$41.6M 0.83%
667,508
-12,918
-2% -$781K
CVX icon
40
Chevron
CVX
$388B
$39.5M 0.79%
368,151
-26,327
-7% -$2.95M
MRK icon
41
Merck
MRK
$324B
$32.1M 0.64%
528,726
+1,497
+0.3% +$90.8K
MASI
42
DELISTED
Masimo
MASI
$31.5M 0.63%
337,881
– –
CTRA
43
DELISTED
Coterra Energy
CTRA
$31M 0.62%
1,294,876
-361,894
-22% -$8.21M
HCSG icon
44
Healthcare Services Group
HCSG
$1.56B
$30.9M 0.62%
717,940
-3,165
-0.4% -$130K
ABMD
45
DELISTED
Abiomed Inc
ABMD
$28.7M 0.57%
229,042
-2,580
-1% -$299K
MSCC
46
DELISTED
Microsemi Corp
MSCC
$27.5M 0.55%
533,156
-4,011
-0.7% -$215K
NFX
47
DELISTED
Newfield Exploration
NFX
$27.3M 0.54%
+738,424
New +$28.7M
CL icon
48
Colgate-Palmolive
CL
$72.6B
$26.1M 0.52%
356,045
-130
-0% -$9.1K
ALNY icon
49
Alnylam Pharmaceuticals
ALNY
$36.3B
$25.9M 0.52%
506,223
+495,730
+4,724% +$22.9M
RARE icon
50
Ultragenyx Pharmaceutical
RARE
$2.65B
$25.4M 0.51%
374,663
-5,098
-1% -$389K
1
2
3 4 5

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Rockefeller Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Rockefeller Financial Services held 529 positions worth $5.01B, up 1.7% from $4.92B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Financial Services withdrew a net $233M in Q1 2017, closing 57 positions and reducing 147 holdings. Its most notable exit was St Jude Medical, an estimated $59.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

Against the trend, Rockefeller Financial Services opened a new position in Newfield Exploration worth $27.3M.

  • Rockefeller Financial Services's largest Q1 2017 buy was Newfield Exploration: 738,424 shares worth $27.3M.
  • Rockefeller Financial Services added most to Abbott in Q1 2017, an estimated $26.7M increase.
  • Rockefeller Financial Services's biggest Q1 2017 reduction was Reinsurance Group of America, cutting an estimated $34.5M.
  • Rockefeller Financial Services fully exited St Jude Medical in Q1 2017, selling an estimated $59.5M.
  • Rockefeller Financial Services's ten largest holdings make up 29% of its $5.01B portfolio in Q1 2017.
  • Rockefeller Financial Services opened 16 new positions and closed 57 in Q1 2017.
  • Rockefeller Financial Services's portfolio value rose 1.7% quarter-over-quarter to $5.01B.

Based on Rockefeller Financial Services's 13F filing for Q1 2017, filed 28 Apr 2017.