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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
26
Becton Dickinson
BDX
$43B
$69.1M 1.4%
428,073
-126,838
-23% -$21.1M
CERN
27
DELISTED
Cerner Corp
CERN
$67.3M 1.37%
1,419,974
+293,426
+26% +$15.6M
NKE icon
28
Nike
NKE
$62.2B
$66.6M 1.35%
1,309,536
-36,658
-3% -$1.88M
BIIB icon
29
Biogen
BIIB
$29.9B
$65.1M 1.32%
229,435
+54,543
+31% +$16.2M
SYF icon
30
Synchrony
SYF
$23.6B
$63.2M 1.28%
+1,741,141
New +$55.6M
STJ
31
DELISTED
St Jude Medical
STJ
$59.5M 1.21%
741,913
+6,409
+0.9% +$509K
REGN icon
32
Regeneron Pharmaceuticals
REGN
$69.1B
$54.5M 1.11%
148,345
+60,470
+69% +$23M
BIDU icon
33
Baidu
BIDU
$36.1B
$52.3M 1.06%
318,313
-3,400
-1% -$579K
VMBS icon
34
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$50.9M 1.03%
973,892
-109,339
-10% -$5.8M
WEC icon
35
WEC Energy
WEC
$37.6B
$47.6M 0.97%
811,781
-608,745
-43% -$34.9M
CX icon
36
Cemex
CX
$17.5B
$47.4M 0.96%
+6,137,801
New +$48.8M
ILMN icon
37
Illumina
ILMN
$29.6B
$47.1M 0.96%
378,474
+114,251
+43% +$15.4M
CVX icon
38
Chevron
CVX
$389B
$46.4M 0.94%
394,478
-1
-0% -$109
AWK icon
39
American Water Works
AWK
$26.3B
$45.8M 0.93%
633,311
+796
+0.1% +$57.6K
GOOGL icon
40
Alphabet (Google) Class A
GOOGL
$3.9T
$41.3M 0.84%
1,041,200
-189,480
-15% -$7.58M
EFA icon
41
iShares MSCI EAFE ETF
EFA
$76.5B
$39.3M 0.8%
680,426
-41,918
-6% -$2.42M
CTRA
42
DELISTED
Coterra Energy
CTRA
$38.7M 0.79%
1,656,770
+258,960
+19% +$5.82M
MRK icon
43
Merck
MRK
$324B
$29.6M 0.6%
527,229
-39,158
-7% -$2.29M
MSCC
44
DELISTED
Microsemi Corp
MSCC
$29M 0.59%
537,167
-369
-0.1% -$18K
HCSG icon
45
Healthcare Services Group
HCSG
$1.56B
$28.2M 0.57%
721,105
+306
+0% +$11.7K
RARE icon
46
Ultragenyx Pharmaceutical
RARE
$2.63B
$26.7M 0.54%
379,761
+7,210
+2% +$512K
ABMD
47
DELISTED
Abiomed Inc
ABMD
$26.1M 0.53%
231,622
+106
+0% +$12.3K
MENT
48
DELISTED
Mentor Graphics Corp
MENT
$25.1M 0.51%
680,079
-261
-0% -$8.53K
CL icon
49
Colgate-Palmolive
CL
$72.3B
$23.3M 0.47%
356,175
+274
+0.1% +$18.8K
MASI
50
DELISTED
Masimo
MASI
$22.8M 0.46%
337,881
-134
-0% -$8.24K
1
2
3 4 5

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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.