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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
26
DELISTED
Cerner Corp
CERN
$69.6M 1.45%
1,126,548
-46,267
-4% -$2.92M
SBAC icon
27
SBA Communications
SBAC
$18.8B
$69.4M 1.45%
618,967
-26,878
-4% -$3.04M
BP icon
28
BP
BP
$113B
$66.6M 1.39%
2,251,434
+1,869,946
+490% +$54.3M
COP icon
29
ConocoPhillips
COP
$146B
$65.6M 1.37%
1,509,828
+116,250
+8% +$4.83M
UAL icon
30
United Airlines
UAL
$39.1B
$62.1M 1.3%
1,184,170
-722,760
-38% -$34.8M
ABT icon
31
Abbott
ABT
$181B
$60.7M 1.27%
1,434,398
+1,192,964
+494% +$51.1M
STJ
32
DELISTED
St Jude Medical
STJ
$58.7M 1.23%
735,504
-701,163
-49% -$56.6M
BIDU icon
33
Baidu
BIDU
$36.3B
$58.6M 1.22%
321,713
-18,199
-5% -$3.15M
VMBS icon
34
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$58.5M 1.22%
1,083,231
+280,111
+35% +$15.1M
BIIB icon
35
Biogen
BIIB
$29.9B
$54.7M 1.14%
174,892
+169,769
+3,314% +$50.3M
AFL icon
36
Aflac
AFL
$63.6B
$51.8M 1.08%
1,441,154
-1,814,476
-56% -$66M
GOOGL icon
37
Alphabet (Google) Class A
GOOGL
$3.91T
$49.5M 1.03%
1,230,680
-18,920
-2% -$740K
AWK icon
38
American Water Works
AWK
$26.2B
$47.3M 0.99%
632,515
-130,926
-17% -$10.2M
ILMN icon
39
Illumina
ILMN
$29.4B
$46.7M 0.98%
264,223
-15,354
-5% -$2.46M
EFA icon
40
iShares MSCI EAFE ETF
EFA
$76.9B
$42.7M 0.89%
722,344
-29,189
-4% -$1.69M
CVX icon
41
Chevron
CVX
$388B
$40.6M 0.85%
394,479
-643,060
-62% -$65.7M
CTRA
42
DELISTED
Coterra Energy
CTRA
$36.1M 0.75%
1,397,810
-1,017,622
-42% -$25.5M
REGN icon
43
Regeneron Pharmaceuticals
REGN
$69.7B
$35.3M 0.74%
87,875
-4,095
-4% -$1.64M
MRK icon
44
Merck
MRK
$324B
$33.7M 0.7%
566,387
-1,623,351
-74% -$94.9M
ABMD
45
DELISTED
Abiomed Inc
ABMD
$29.8M 0.62%
231,516
– –
HCSG icon
46
Healthcare Services Group
HCSG
$1.55B
$28.5M 0.6%
720,799
– –
RARE icon
47
Ultragenyx Pharmaceutical
RARE
$2.64B
$26.4M 0.55%
372,551
-23,795
-6% -$1.52M
CL icon
48
Colgate-Palmolive
CL
$72.5B
$26.4M 0.55%
355,901
– –
EW icon
49
Edwards Lifesciences
EW
$49B
$25.9M 0.54%
644,076
– –
MSCC
50
DELISTED
Microsemi Corp
MSCC
$22.6M 0.47%
537,536
– –
1
2
3 4 5

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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.