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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.15B
AUM Growth
+$230M
Cap. Flow
-$53.8M
Cap. Flow %
-1.05%
Top 10 Hldgs %
24.13%
Holding
590
New
72
Increased
103
Reduced
156
Closed
47

Top Buys

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$85M
2
KMI icon
Kinder Morgan
KMI
+$84.4M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$74.8M
4
CERN
Cerner Corp
CERN
+$72.5M
5
WEC icon
WEC Energy
WEC
+$23.1M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$117M
2
YUM icon
Yum! Brands
YUM
+$53.1M
3
APC
Anadarko Petroleum
APC
+$38.9M
4
V icon
Visa
V
+$38.4M
5
INCY icon
Incyte
INCY
+$38M

Sector Composition

Rank Sector Weight
1 Healthcare 20.19%
2 Financials 15.1%
3 Industrials 11.04%
4 Technology 10.72%
5 Communication Services 8.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNR icon
26
Pentair
PNR
$10.2B
$79.9M 1.55%
2,403,355
-155,447
-6% -$5.68M
BIDU icon
27
Baidu
BIDU
$35.8B
$79.2M 1.54%
418,787
-4,519
-1% -$833K
GOOGL icon
28
Alphabet (Google) Class A
GOOGL
$3.91T
$78.6M 1.53%
+2,019,840
New +$74.8M
HON icon
29
Honeywell
HON
$77.1B
$75.7M 1.47%
813,141
-5,962
-0.7% -$547K
STJ
30
DELISTED
St Jude Medical
STJ
$72M 1.4%
1,165,914
-8,497
-0.7% -$536K
CERN
31
DELISTED
Cerner Corp
CERN
$71.7M 1.39%
1,192,389
+1,179,283
+8,998% +$72.5M
ITW icon
32
Illinois Tool Works
ITW
$81.4B
$67.4M 1.31%
726,791
-5,250
-0.7% -$477K
SBAC icon
33
SBA Communications
SBAC
$18.4B
$67.2M 1.31%
639,755
+154,063
+32% +$16.7M
NLY icon
34
Annaly Capital Management
NLY
$16.9B
$59.4M 1.15%
1,581,861
+329,760
+26% +$12.9M
REGN icon
35
Regeneron Pharmaceuticals
REGN
$68.8B
$57.7M 1.12%
106,209
-49,248
-32% -$26.7M
TEL icon
36
TE Connectivity
TEL
$58.8B
$57.4M 1.12%
888,374
-9,307
-1% -$600K
BABA icon
37
Alibaba
BABA
$269B
$56.4M 1.1%
693,601
-38,910
-5% -$3.05M
KMI icon
38
Kinder Morgan
KMI
$73.1B
$54.4M 1.06%
3,645,626
+3,541,791
+3,411% +$84.4M
VMBS icon
39
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$51.8M 1.01%
981,760
+10,877
+1% +$578K
AWK icon
40
American Water Works
AWK
$26.3B
$45.3M 0.88%
758,972
+154,424
+26% +$8.9M
RDS.A
41
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$44.1M 0.86%
963,220
+22,664
+2% +$1.14M
BWLD
42
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$43.3M 0.84%
271,010
+82,077
+43% +$13.7M
CTRA
43
DELISTED
Coterra Energy
CTRA
$42.5M 0.83%
2,405,072
-117,496
-5% -$2.36M
TCOM icon
44
Trip.com Group
TCOM
$27.5B
$41.5M 0.81%
896,473
-444,377
-33% -$20.3M
EFA icon
45
iShares MSCI EAFE ETF
EFA
$76.4B
$39.6M 0.77%
674,673
+68,319
+11% +$4.12M
USG
46
DELISTED
Usg
USG
$34M 0.66%
1,401,781
-57,643
-4% -$1.42M
RARE icon
47
Ultragenyx Pharmaceutical
RARE
$2.65B
$32.5M 0.63%
289,907
+83,741
+41% +$8.37M
INXN
48
DELISTED
Interxion Holding N.V.
INXN
$30.7M 0.6%
1,018,502
-11,143
-1% -$327K
HCSG icon
49
Healthcare Services Group
HCSG
$1.56B
$26.2M 0.51%
752,549
-8,806
-1% -$320K
KEP icon
50
Korea Electric Power
KEP
$15.5B
$26.1M 0.51%
1,231,585
-29,580
-2% -$642K
1
2
3 4 5

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Rockefeller Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Rockefeller Financial Services held 590 positions worth $5.15B, up 4.7% from $4.92B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Financial Services's Q4 2015 filing shows 72 new, 103 increased, 156 reduced and 47 closed positions. Its largest new stake was Alphabet (Google) Class A: 2,019,840 shares worth $78.6M. The largest sale was Alphabet (Google) Class C, an estimated $117M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 2,019,840 shares worth $78.6M.
  • Rockefeller Financial Services added most to Becton Dickinson in Q4 2015, an estimated $85M increase.
  • Rockefeller Financial Services's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited Marvell Technology in Q4 2015, selling an estimated $27.3M.
  • Rockefeller Financial Services's ten largest holdings make up 24% of its $5.15B portfolio in Q4 2015.
  • Rockefeller Financial Services opened 72 new positions and closed 47 in Q4 2015.
  • Rockefeller Financial Services's portfolio value rose 4.7% quarter-over-quarter to $5.15B.

Based on Rockefeller Financial Services's 13F filing for Q4 2015, filed 3 Feb 2016.