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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.62B
AUM Growth
-$11.2M
Cap. Flow
-$108M
Cap. Flow %
-2.34%
Top 10 Hldgs %
23.39%
Holding
555
New
45
Increased
177
Reduced
96
Closed
43

Top Buys

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$24.7M
2
CHL
China Mobile Limited
CHL
+$16.9M
3
GLW icon
Corning
GLW
+$15.8M
4
GOLD
Randgold Resources Ltd
GOLD
+$13.6M
5
UAL icon
United Airlines
UAL
+$11.6M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$172M
2
TPR icon
Tapestry
TPR
+$58M
3
STJ
St Jude Medical
STJ
+$54.1M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$28.8M
5
CMG icon
Chipotle Mexican Grill
CMG
+$18.5M

Sector Composition

Rank Sector Weight
1 Healthcare 18.96%
2 Financials 15.8%
3 Energy 12.65%
4 Technology 12.38%
5 Consumer Discretionary 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
26
United Airlines
UAL
$38.4B
$56.1M 1.21%
1,256,138
+257,136
+26% +$11.6M
APC
27
DELISTED
Anadarko Petroleum
APC
$55.9M 1.21%
658,988
+2,289
+0.3% +$188K
AFL icon
28
Aflac
AFL
$63.9B
$54.8M 1.19%
1,738,772
+26,586
+2% +$845K
ALXN
29
DELISTED
Alexion Pharmaceuticals
ALXN
$53.3M 1.15%
350,436
+1,800
+0.5% +$286K
RDS.A
30
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$51.6M 1.12%
706,313
+41,648
+6% +$2.98M
RIO icon
31
Rio Tinto
RIO
$148B
$51.1M 1.11%
915,597
+19,796
+2% +$1.08M
COF icon
32
Capital One
COF
$124B
$50.5M 1.09%
654,460
+18,493
+3% +$1.36M
CLR
33
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$49.5M 1.07%
796,836
+12,616
+2% +$719K
YUM icon
34
Yum! Brands
YUM
$41B
$49.3M 1.07%
909,685
+9,245
+1% +$487K
REGN icon
35
Regeneron Pharmaceuticals
REGN
$68.8B
$47.3M 1.03%
157,662
+129
+0.1% +$39.7K
SGEN
36
DELISTED
Seagen Inc. Common Stock
SGEN
$45M 0.98%
988,657
-12,580
-1% -$602K
CMA
37
DELISTED
Comerica
CMA
$44.9M 0.97%
866,019
+17,406
+2% +$837K
JNJ icon
38
Johnson & Johnson
JNJ
$635B
$42.7M 0.92%
434,244
+5,380
+1% +$499K
CPA icon
39
Copa Holdings
CPA
$5.56B
$42.1M 0.91%
290,073
+15,054
+5% +$2.09M
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$41.9M 0.91%
1,031,841
+37,174
+4% +$1.44M
EFA icon
41
iShares MSCI EAFE ETF
EFA
$76.4B
$41M 0.89%
609,566
-16,305
-3% -$1.08M
MNK
42
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$38.1M 0.83%
601,458
+14,034
+2% +$884K
DOV icon
43
Dover
DOV
$27.2B
$37.1M 0.8%
561,458
-108,450
-16% -$6.75M
CMCSA icon
44
Comcast
CMCSA
$79.1B
$36.4M 0.79%
1,454,274
+32,192
+2% +$838K
GS icon
45
Goldman Sachs
GS
$313B
$34.7M 0.75%
212,082
-854
-0.4% -$144K
HP icon
46
Helmerich & Payne
HP
$3.53B
$33.4M 0.72%
310,945
-50
-0% -$4.65K
TCOM icon
47
Trip.com Group
TCOM
$27.5B
$30.6M 0.66%
1,212,810
+299,680
+33% +$6.87M
OII icon
48
Oceaneering
OII
$5.25B
$27.7M 0.6%
386,134
+9,154
+2% +$656K
INCY icon
49
Incyte
INCY
$23.5B
$27.6M 0.6%
515,445
-15,698
-3% -$974K
EXAM
50
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$26.3M 0.57%
751,272
+7,380
+1% +$239K
1
2
3 4 5

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Rockefeller Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Rockefeller Financial Services held 555 positions worth $4.62B, down 0.24% from $4.63B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q1 2014 filing shows 45 new, 177 increased, 96 reduced and 43 closed positions. Its largest new stake was Randgold Resources Ltd: 185,963 shares worth $13.7M. The largest sale was Alphabet (Google) Class C, an estimated $172M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q1 2014 buy was Randgold Resources Ltd: 185,963 shares worth $13.7M.
  • Rockefeller Financial Services added most to NetApp in Q1 2014, an estimated $24.7M increase.
  • Rockefeller Financial Services's biggest Q1 2014 reduction was Microsoft, cutting an estimated $17.7M.
  • Rockefeller Financial Services fully exited Alphabet (Google) Class C in Q1 2014, selling an estimated $172M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.62B portfolio in Q1 2014.
  • Rockefeller Financial Services opened 45 new positions and closed 43 in Q1 2014.
  • Rockefeller Financial Services's portfolio value fell 0.24% quarter-over-quarter to $4.62B.

Based on Rockefeller Financial Services's 13F filing for Q1 2014, filed 5 May 2014.