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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STJ
26
DELISTED
St Jude Medical
STJ
$54.1M 1.17%
873,226
+850,463
+3,736% +$49.2M
EXPE icon
27
Expedia Group
EXPE
$31.2B
$53.6M 1.16%
769,316
+9,777
+1% +$575K
APC
28
DELISTED
Anadarko Petroleum
APC
$52.1M 1.13%
656,699
-7,407
-1% -$664K
RIO icon
29
Rio Tinto
RIO
$148B
$50.6M 1.09%
+895,801
New +$46.6M
BHI
30
DELISTED
Baker Hughes
BHI
$50.3M 1.09%
909,347
-1,257
-0.1% -$68.8K
YUM icon
31
Yum! Brands
YUM
$41B
$48.9M 1.06%
900,440
+1,413
+0.2% +$72.7K
COF icon
32
Capital One
COF
$124B
$48.7M 1.05%
635,967
-3,164
-0.5% -$225K
RDS.A
33
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$47.4M 1.02%
664,665
+42,228
+7% +$2.84M
NTAP icon
34
NetApp
NTAP
$32.9B
$47.3M 1.02%
1,150,390
-58,226
-5% -$2.36M
ALXN
35
DELISTED
Alexion Pharmaceuticals
ALXN
$46.3M 1%
348,636
-109,196
-24% -$13.1M
CLR
36
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$44.1M 0.95%
784,220
-29,450
-4% -$1.65M
CPA icon
37
Copa Holdings
CPA
$5.56B
$44M 0.95%
275,019
-7,033
-2% -$1.06M
REGN icon
38
Regeneron Pharmaceuticals
REGN
$68.8B
$43.4M 0.94%
157,533
-86,314
-35% -$24.8M
DOV icon
39
Dover
DOV
$27.2B
$43.4M 0.94%
669,908
-10,914
-2% -$668K
EFA icon
40
iShares MSCI EAFE ETF
EFA
$76.4B
$42M 0.91%
625,871
-32,109
-5% -$2.1M
VWO icon
41
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$40.9M 0.88%
994,667
+23,296
+2% +$961K
CMA
42
DELISTED
Comerica
CMA
$40.3M 0.87%
848,613
+42,639
+5% +$1.87M
SGEN
43
DELISTED
Seagen Inc. Common Stock
SGEN
$39.9M 0.86%
1,001,237
-27,081
-3% -$1.11M
JNJ icon
44
Johnson & Johnson
JNJ
$635B
$39.3M 0.85%
428,864
+3,920
+0.9% +$361K
UAL icon
45
United Airlines
UAL
$38.4B
$37.8M 0.82%
+999,002
New +$35M
GS icon
46
Goldman Sachs
GS
$313B
$37.7M 0.82%
212,936
-4,505
-2% -$743K
CMCSA icon
47
Comcast
CMCSA
$79.1B
$36.9M 0.8%
1,422,082
-62,984
-4% -$1.52M
MNK
48
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$30.7M 0.66%
587,424
+32,011
+6% +$1.53M
OII icon
49
Oceaneering
OII
$5.25B
$29.7M 0.64%
376,980
-4,886
-1% -$397K
BMRN icon
50
BioMarin Pharmaceuticals
BMRN
$11.5B
$28.8M 0.62%
409,644
-19,176
-4% -$1.3M
1
2
3 4 5

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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.