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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
26
DELISTED
Alexion Pharmaceuticals
ALXN
$53.2M 1.24%
457,832
-49,143
-10% -$5.39M
UNH icon
27
UnitedHealth
UNH
$382B
$52.4M 1.22%
732,160
-85,032
-10% -$6.09M
NTAP icon
28
NetApp
NTAP
$32.9B
$51.5M 1.2%
1,208,616
-117,850
-9% -$4.9M
MA icon
29
Mastercard
MA
$477B
$49.3M 1.15%
732,660
-87,350
-11% -$5.48M
YUM icon
30
Yum! Brands
YUM
$41B
$46.1M 1.07%
899,027
-76,533
-8% -$3.97M
COV
31
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$45.5M 1.06%
746,519
-186,974
-20% -$11.4M
SGEN
32
DELISTED
Seagen Inc. Common Stock
SGEN
$45.1M 1.05%
1,028,318
-139,585
-12% -$5.81M
BHI
33
DELISTED
Baker Hughes
BHI
$44.7M 1.04%
910,604
+141,580
+18% +$6.83M
COF icon
34
Capital One
COF
$124B
$43.9M 1.02%
639,131
-43,320
-6% -$2.91M
CLR
35
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$43.6M 1.02%
813,670
-124,894
-13% -$5.99M
EFA icon
36
iShares MSCI EAFE ETF
EFA
$76.4B
$42M 0.98%
657,980
+25,344
+4% +$1.55M
DOV icon
37
Dover
DOV
$27.2B
$41M 0.95%
680,822
-100,852
-13% -$5.81M
RDS.A
38
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$40.9M 0.95%
622,437
+19,519
+3% +$1.28M
EXPE icon
39
Expedia Group
EXPE
$31.2B
$39.4M 0.92%
+759,539
New +$40.6M
CPA icon
40
Copa Holdings
CPA
$5.56B
$39.1M 0.91%
282,052
+224,862
+393% +$30.8M
VWO icon
41
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$39M 0.91%
971,371
+383,597
+65% +$15.2M
TD icon
42
Toronto Dominion Bank
TD
$198B
$38.9M 0.9%
863,632
+39,604
+5% +$1.68M
JNJ icon
43
Johnson & Johnson
JNJ
$635B
$36.8M 0.86%
424,944
-4,761
-1% -$427K
RGA icon
44
Reinsurance Group of America
RGA
$15.7B
$35.7M 0.83%
532,264
-85,431
-14% -$5.77M
GS icon
45
Goldman Sachs
GS
$313B
$34.4M 0.8%
217,441
-21,814
-9% -$3.51M
CMCSA icon
46
Comcast
CMCSA
$79.1B
$33.5M 0.78%
1,485,066
-241,550
-14% -$5.26M
CMA
47
DELISTED
Comerica
CMA
$31.7M 0.74%
805,974
+95,336
+13% +$3.96M
OII icon
48
Oceaneering
OII
$5.25B
$31M 0.72%
381,866
-99,908
-21% -$8.03M
BMRN icon
49
BioMarin Pharmaceuticals
BMRN
$11.5B
$30.9M 0.72%
428,820
-74,932
-15% -$4.98M
MNK
50
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$24.5M 0.57%
+555,413
New +$24.4M
1
2
3 4 5

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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.