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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
451
Blackrock
BLK
$164B
$2K ﹤0.01%
6
– –
CE icon
452
Celanese
CE
$5.09B
$2K ﹤0.01%
28
– –
CME icon
453
CME Group
CME
$92.2B
$2K ﹤0.01%
21
– –
XLRE icon
454
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$2K ﹤0.01%
+62
New +$2.08K
LYB icon
455
LyondellBasell Industries
LYB
$19.5B
$1K ﹤0.01%
16
– –
TLN
456
DELISTED
Talen Energy Corporation
TLN
$1K ﹤0.01%
64
– –
AMN icon
457
AMN Healthcare
AMN
$1.28B
– –
-668
Closed -$27K
AMSC icon
458
American Superconductor
AMSC
$1.48B
$0 ﹤0.01%
35
– –
AON icon
459
Aon
AON
$77.3B
– –
-6,230
Closed -$681K
BBU
460
DELISTED
Brookfield Business Partners
BBU
– –
-795
Closed -$10K
BBVA icon
461
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
– –
-91,469
Closed -$515K
BMRN icon
462
BioMarin Pharmaceuticals
BMRN
$11.5B
– –
-1,421
Closed -$111K
CC icon
463
Chemours
CC
$2.59B
$0 ﹤0.01%
14
– –
CFR icon
464
Cullen/Frost Bankers
CFR
$10.3B
– –
-4,971
Closed -$317K
CMI icon
465
Cummins
CMI
$91.7B
– –
-29
Closed -$3K
CYH icon
466
Community Health Systems
CYH
$385M
$0 ﹤0.01%
31
– –
EWY icon
467
iShares MSCI South Korea ETF
EWY
$21.7B
– –
-1,953
Closed -$102K
FCX icon
468
Freeport-McMoran
FCX
$90B
– –
-810
Closed -$9K
FITB
469
Fifth Third Bancorp
FITB
$52B
– –
-23,550
Closed -$414K
FWONA icon
470
Liberty Media Series A
FWONA
$22.3B
– –
-1
Closed –
FWONK icon
471
Liberty Media Series C
FWONK
$24.3B
– –
-1
Closed –
GNR icon
472
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
– –
-9,364
Closed -$347K
HEDJ icon
473
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
– –
-2,000
Closed -$51K
ING icon
474
ING
ING
$93.8B
– –
-101,400
Closed -$1.05M
IONS icon
475
Ionis Pharmaceuticals
IONS
$9.35B
– –
-4,879
Closed -$114K
17 18
19
20 21

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AP
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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.