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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSM
426
DELISTED
Versum Materials, Inc.
VSM
$43K ﹤0.01%
+1,540
New +$38.3K
PM icon
427
Philip Morris
PM
$301B
$42K ﹤0.01%
464
– –
IRWD icon
428
Ironwood Pharmaceuticals
IRWD
$611M
$41K ﹤0.01%
3,198
– –
OLED icon
429
Universal Display
OLED
$3.71B
$40K ﹤0.01%
715
– –
PAGP icon
430
Plains GP Holdings
PAGP
$5.23B
$40K ﹤0.01%
1,164
– –
UAA icon
431
Under Armour
UAA
$3B
$40K ﹤0.01%
1,385
– –
COR icon
432
Cencora
COR
$60.3B
$37K ﹤0.01%
469
– –
TXT icon
433
Textron
TXT
$16.6B
$35K ﹤0.01%
+720
New +$31.4K
UA icon
434
Under Armour Class C
UA
$2.92B
$35K ﹤0.01%
1,394
– –
BKCC
435
DELISTED
BlackRock Capital Investment Corporation
BKCC
$35K ﹤0.01%
+5,000
New +$37.6K
SJT
436
San Juan Basin Royalty Trust
SJT
$117M
$33K ﹤0.01%
+5,000
New +$31.5K
POT
437
DELISTED
Potash Corp Of Saskatchewan
POT
$33K ﹤0.01%
1,800
– –
ULTA icon
438
Ulta Beauty
ULTA
$20.4B
$32K ﹤0.01%
125
– –
AGN
439
DELISTED
Allergan plc
AGN
$30K ﹤0.01%
141
– –
CFRX
440
DELISTED
ContraFect Corporation
CFRX
$30K ﹤0.01%
21
– –
TIME
441
DELISTED
Time Inc.
TIME
$30K ﹤0.01%
1,687
– –
EQNR icon
442
Equinor
EQNR
$95.9B
$29K ﹤0.01%
1,600
– –
KHC icon
443
Kraft Heinz
KHC
$30.4B
$29K ﹤0.01%
333
– –
RAD
444
DELISTED
Rite Aid Corporation
RAD
$29K ﹤0.01%
178
– –
A icon
445
Agilent Technologies
A
$39.1B
$28K ﹤0.01%
608
– –
DLTR icon
446
Dollar Tree
DLTR
$23.1B
$28K ﹤0.01%
+360
New +$29K
WDC icon
447
Western Digital
WDC
$179B
$28K ﹤0.01%
546
– –
AMN icon
448
AMN Healthcare
AMN
$1.28B
$26K ﹤0.01%
+668
New +$22.8K
DMLP icon
449
Dorchester Minerals
DMLP
$1.34B
$22K ﹤0.01%
+1,250
New +$20.5K
TSLA icon
450
Tesla
TSLA
$1.24T
$21K ﹤0.01%
1,500
– –
16 17
18
19 20

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CCCA
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TAM
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.