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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
401
Charles Schwab
SCHW
$177B
$71K ﹤0.01%
1,791
– –
AVNS icon
402
Avanos Medical
AVNS
$1.17B
$70K ﹤0.01%
1,897
-2,494
-57% -$89.1K
LRCX icon
403
Lam Research
LRCX
$382B
$69K ﹤0.01%
6,500
– –
EBAY icon
404
eBay
EBAY
$48.6B
$65K ﹤0.01%
2,181
-700
-24% -$20.7K
LULU icon
405
lululemon athletica
LULU
$13B
$65K ﹤0.01%
1,000
– –
JUNO
406
DELISTED
Juno Therapeutics, Inc.
JUNO
$65K ﹤0.01%
3,465
– –
WFM
407
DELISTED
Whole Foods Market Inc
WFM
$65K ﹤0.01%
2,120
– –
TTOO
408
DELISTED
T2 Biosystems, Inc
TTOO
$62K ﹤0.01%
2
– –
TDG icon
409
TransDigm Group
TDG
$69.2B
$61K ﹤0.01%
244
– –
FDX icon
410
FedEx
FDX
$74.5B
$57K ﹤0.01%
304
– –
ANH
411
DELISTED
Anworth Mortgage Asset Corporation
ANH
$57K ﹤0.01%
+11,000
New +$55.6K
LQD icon
412
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$56K ﹤0.01%
478
-28
-6% -$3.33K
DM
413
DELISTED
Dominion Energy Midstream Ptr LP
DM
$56K ﹤0.01%
1,875
– –
OKS
414
DELISTED
Oneok Partners LP
OKS
$56K ﹤0.01%
1,300
– –
CTSH icon
415
Cognizant
CTSH
$21.5B
$54K ﹤0.01%
960
+210
+28% +$11.2K
IWR icon
416
iShares Russell Mid-Cap ETF
IWR
$56.8B
$54K ﹤0.01%
1,192
+324
+37% +$14.2K
PANW icon
417
Palo Alto Networks
PANW
$264B
$54K ﹤0.01%
+2,568
New +$61.5K
TEVA icon
418
Teva Pharmaceuticals
TEVA
$35.9B
$52K ﹤0.01%
1,422
+72
+5% +$2.88K
GEL icon
419
Genesis Energy
GEL
$1.84B
$50K ﹤0.01%
1,400
– –
NTAP icon
420
NetApp
NTAP
$32.9B
$49K ﹤0.01%
1,400
– –
MDY icon
421
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$48K ﹤0.01%
+160
New +$46.3K
HLX icon
422
Helix Energy Solutions
HLX
$1.46B
$47K ﹤0.01%
5,286
– –
COST icon
423
Costco
COST
$415B
$45K ﹤0.01%
284
+144
+103% +$22K
MPLX icon
424
MPLX
MPLX
$59.5B
$45K ﹤0.01%
1,288
– –
DELL icon
425
Dell
DELL
$283B
$43K ﹤0.01%
2,804
+124
+5% +$1.78K
15 16
17
18 19

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GL
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TAM
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.