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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
401
Boeing
BA
$165B
$40K ﹤0.01%
303
– –
OLED icon
402
Universal Display
OLED
$3.71B
$40K ﹤0.01%
715
– –
PAGP icon
403
Plains GP Holdings
PAGP
$5.23B
$40K ﹤0.01%
1,164
– –
COR icon
404
Cencora
COR
$60.3B
$38K ﹤0.01%
469
– –
DD
405
DELISTED
Du Pont De Nemours E I
DD
$38K ﹤0.01%
559
– –
IWR icon
406
iShares Russell Mid-Cap ETF
IWR
$56.8B
$37K ﹤0.01%
+868
New +$37.6K
CTSH icon
407
Cognizant
CTSH
$21.5B
$36K ﹤0.01%
750
– –
DELL icon
408
Dell
DELL
$283B
$36K ﹤0.01%
+2,680
New +$36.4K
AGN
409
DELISTED
Allergan plc
AGN
$32K ﹤0.01%
141
– –
KHC icon
410
Kraft Heinz
KHC
$30.4B
$30K ﹤0.01%
333
– –
ULTA icon
411
Ulta Beauty
ULTA
$20.4B
$30K ﹤0.01%
125
– –
A icon
412
Agilent Technologies
A
$39.1B
$29K ﹤0.01%
608
– –
POT
413
DELISTED
Potash Corp Of Saskatchewan
POT
$29K ﹤0.01%
1,800
– –
EQNR icon
414
Equinor
EQNR
$95.9B
$27K ﹤0.01%
1,600
– –
RAD
415
DELISTED
Rite Aid Corporation
RAD
$27K ﹤0.01%
178
– –
WDC icon
416
Western Digital
WDC
$179B
$24K ﹤0.01%
546
– –
SHLX
417
DELISTED
Shell Midstream Partners, L.P.
SHLX
$24K ﹤0.01%
735
– –
TIME
418
DELISTED
Time Inc.
TIME
$24K ﹤0.01%
1,687
– –
COST icon
419
Costco
COST
$415B
$21K ﹤0.01%
140
– –
TSLA icon
420
Tesla
TSLA
$1.24T
$20K ﹤0.01%
1,500
– –
ANDX
421
DELISTED
Andeavor Logistics LP
ANDX
$20K ﹤0.01%
410
– –
LH icon
422
Labcorp
LH
$24.3B
$18K ﹤0.01%
156
– –
PPL
423
PPL Corp
PPL
$27.3B
$18K ﹤0.01%
517
– –
ETP
424
DELISTED
Energy Transfer Partners L.p.
ETP
$18K ﹤0.01%
483
– –
ERTH icon
425
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$17K ﹤0.01%
500
– –
15 16
17
18 19

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.