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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
376
Oneok
OKE
$58.7B
$100K ﹤0.01%
1,750
– –
NSTG
377
DELISTED
NanoString Technologies, Inc.
NSTG
$100K ﹤0.01%
4,470
– –
DD
378
DELISTED
Du Pont De Nemours E I
DD
$99K ﹤0.01%
1,353
+794
+142% +$56.4K
MCHP icon
379
Microchip Technology
MCHP
$42.8B
$96K ﹤0.01%
3,000
– –
SCOR icon
380
Comscore
SCOR
$94K ﹤0.01%
149
– –
COTY icon
381
Coty
COTY
$2.33B
$92K ﹤0.01%
+5,038
New +$104K
INXN
382
DELISTED
Interxion Holding N.V.
INXN
$91K ﹤0.01%
2,597
– –
ICE icon
383
Intercontinental Exchange
ICE
$82.4B
$88K ﹤0.01%
1,565
– –
CNCE
384
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$88K ﹤0.01%
8,600
– –
NVRO
385
DELISTED
NEVRO CORP.
NVRO
$87K ﹤0.01%
1,201
– –
NYF icon
386
iShares New York Muni Bond ETF
NYF
$1.36B
$85K ﹤0.01%
1,554
– –
PSXP
387
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$85K ﹤0.01%
1,738
– –
OLN icon
388
Olin
OLN
$2.64B
$84K ﹤0.01%
3,285
– –
ATRC icon
389
AtriCure
ATRC
$1.77B
$81K ﹤0.01%
4,129
-12,351
-75% -$224K
IJH icon
390
iShares Core S&P Mid-Cap ETF
IJH
$123B
$79K ﹤0.01%
2,395
+180
+8% +$5.71K
XBI icon
391
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$79K ﹤0.01%
+1,335
New +$82.4K
CMRX
392
DELISTED
Chimerix, Inc.
CMRX
$78K ﹤0.01%
16,973
– –
HPQ icon
393
HP
HPQ
$23.5B
$77K ﹤0.01%
5,188
+288
+6% +$4.36K
TT icon
394
Trane Technologies
TT
$106B
$77K ﹤0.01%
1,030
– –
HTY
395
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$76K ﹤0.01%
+7,850
New +$80.3K
RDY icon
396
Dr. Reddy's Laboratories
RDY
$9.82B
$75K ﹤0.01%
8,240
– –
ONCE
397
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$74K ﹤0.01%
1,488
– –
NEE icon
398
NextEra Energy
NEE
$187B
$73K ﹤0.01%
2,448
+108
+5% +$3.23K
VNQ icon
399
Vanguard Real Estate ETF
VNQ
$39.9B
$73K ﹤0.01%
890
– –
J icon
400
Jacobs Solutions
J
$15.9B
$71K ﹤0.01%
1,511
– –
14 15
16
17 18

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GL
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TAM
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.