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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
376
Trane Technologies
TT
$106B
$70K ﹤0.01%
1,030
– –
IJH icon
377
iShares Core S&P Mid-Cap ETF
IJH
$123B
$69K ﹤0.01%
2,215
– –
OLN icon
378
Olin
OLN
$2.64B
$67K ﹤0.01%
3,285
– –
J icon
379
Jacobs Solutions
J
$15.9B
$65K ﹤0.01%
1,511
– –
APVO icon
380
Aptevo Therapeutics
APVO
$5.47M
– –
0
– –
LQD icon
381
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$62K ﹤0.01%
506
– –
LRCX icon
382
Lam Research
LRCX
$382B
$62K ﹤0.01%
6,500
– –
TEVA icon
383
Teva Pharmaceuticals
TEVA
$35.9B
$62K ﹤0.01%
1,350
– –
LULU icon
384
lululemon athletica
LULU
$13B
$61K ﹤0.01%
1,000
– –
WFM
385
DELISTED
Whole Foods Market Inc
WFM
$60K ﹤0.01%
2,120
– –
SCHW
386
Charles Schwab
SCHW
$177B
$57K ﹤0.01%
1,791
– –
UAA icon
387
Under Armour
UAA
$3B
$54K ﹤0.01%
1,385
– –
FDX icon
388
FedEx
FDX
$74.5B
$53K ﹤0.01%
304
– –
GEL icon
389
Genesis Energy
GEL
$1.84B
$53K ﹤0.01%
1,400
– –
OKS
390
DELISTED
Oneok Partners LP
OKS
$52K ﹤0.01%
1,300
– –
AIG.WS
391
DELISTED
American International Group, Inc.
AIG.WS
$51K ﹤0.01%
2,408
– –
NTAP icon
392
NetApp
NTAP
$32.9B
$50K ﹤0.01%
1,400
– –
UA icon
393
Under Armour Class C
UA
$2.92B
$47K ﹤0.01%
1,394
– –
PM icon
394
Philip Morris
PM
$301B
$45K ﹤0.01%
464
– –
DM
395
DELISTED
Dominion Energy Midstream Ptr LP
DM
$45K ﹤0.01%
1,875
– –
ZLTQ
396
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$45K ﹤0.01%
1,154
– –
MPLX icon
397
MPLX
MPLX
$59.5B
$44K ﹤0.01%
1,288
– –
HLX icon
398
Helix Energy Solutions
HLX
$1.46B
$43K ﹤0.01%
5,286
– –
IRWD icon
399
Ironwood Pharmaceuticals
IRWD
$611M
$43K ﹤0.01%
3,198
– –
CFRX
400
DELISTED
ContraFect Corporation
CFRX
$42K ﹤0.01%
21
– –
14 15
16
17 18

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.