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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVHC
376
DELISTED
Envision Healthcare Holdings Inc
EVHC
$121K ﹤0.01%
+1,552
New +$124K
OREX
377
DELISTED
Orexigen Therapeutics, Inc.
OREX
$121K ﹤0.01%
1,978
+227
+13% +$15.4K
SPLS
378
DELISTED
Staples Inc
SPLS
$117K ﹤0.01%
7,998
– –
TSM icon
379
TSMC
TSM
$2.07T
$116K ﹤0.01%
6,840
-720
-10% -$12.3K
AKO.B icon
380
Embotelladora Andina Series B
AKO.B
$4.65B
$115K ﹤0.01%
3,510
– –
BCH icon
381
Banco de Chile
BCH
$20.9B
$114K ﹤0.01%
+4,202
New +$109K
CWB icon
382
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$113K ﹤0.01%
+2,500
New +$111K
CNCO
383
DELISTED
Cencosud S.A.
CNCO
$110K ﹤0.01%
+8,200
New +$110K
COST icon
384
Costco
COST
$422B
$108K ﹤0.01%
940
– –
APLP
385
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$108K ﹤0.01%
+3,700
New +$108K
CPL
386
DELISTED
CPFL Energia S.A.
CPL
$107K ﹤0.01%
6,591
– –
BCS.PRC
387
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$101K ﹤0.01%
4,000
– –
SAPE
388
DELISTED
SAPIENT CORP
SAPE
$101K ﹤0.01%
6,492
+62
+1% +$915
USMV icon
389
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$100K ﹤0.01%
+3,000
New +$100K
AIG icon
390
American International
AIG
$42B
$99K ﹤0.01%
2,029
-207
-9% -$9.84K
OPTT icon
391
Ocean Power Technologies
OPTT
$36.7M
$98K ﹤0.01%
294
– –
IVV icon
392
iShares Core S&P 500 ETF
IVV
$869B
$97K ﹤0.01%
+574
New +$96.7K
IWP icon
393
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$94K ﹤0.01%
2,400
– –
FMER
394
DELISTED
FIRSTMERIT CORP
FMER
$84K ﹤0.01%
3,866
+37
+1% +$803
NYF icon
395
iShares New York Muni Bond ETF
NYF
$1.38B
$81K ﹤0.01%
1,554
– –
DEO icon
396
Diageo
DEO
$47.3B
$76K ﹤0.01%
600
– –
USAC icon
397
USA Compression Partners
USAC
$3.72B
$74K ﹤0.01%
+3,100
New +$75.8K
J icon
398
Jacobs Solutions
J
$16B
$73K ﹤0.01%
1,511
– –
LULU icon
399
lululemon athletica
LULU
$13.4B
$73K ﹤0.01%
1,000
– –
EWZ icon
400
iShares MSCI Brazil ETF
EWZ
$9.08B
$72K ﹤0.01%
1,500
– –
14 15
16
17 18

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CCCA
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.