We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
351
eBay
EBAY
$48.6B
$95K ﹤0.01%
2,881
– –
CMRX
352
DELISTED
Chimerix, Inc.
CMRX
$94K ﹤0.01%
+16,973
New +$77.7K
INXN
353
DELISTED
Interxion Holding N.V.
INXN
$94K ﹤0.01%
2,597
-1,021,020
-100% -$38.1M
MCHP icon
354
Microchip Technology
MCHP
$42.8B
$93K ﹤0.01%
3,000
– –
SCOR icon
355
Comscore
SCOR
$91K ﹤0.01%
149
– –
OKE icon
356
Oneok
OKE
$58.7B
$90K ﹤0.01%
1,750
– –
PGR icon
357
Progressive
PGR
$124B
$90K ﹤0.01%
2,873
-3,296
-53% -$107K
NYF icon
358
iShares New York Muni Bond ETF
NYF
$1.36B
$89K ﹤0.01%
1,554
– –
NSTG
359
DELISTED
NanoString Technologies, Inc.
NSTG
$89K ﹤0.01%
+4,470
New +$70.9K
ONCE
360
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$89K ﹤0.01%
+1,488
New +$85.8K
HBAN icon
361
Huntington Bancshares
HBAN
$35.1B
$87K ﹤0.01%
+8,847
New +$84.2K
CNCE
362
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$87K ﹤0.01%
8,600
– –
DE icon
363
Deere & Co
DE
$170B
$85K ﹤0.01%
1,000
– –
TTOO
364
DELISTED
T2 Biosystems, Inc
TTOO
$85K ﹤0.01%
2
– –
PSXP
365
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$85K ﹤0.01%
1,738
– –
ICE icon
366
Intercontinental Exchange
ICE
$82.4B
$84K ﹤0.01%
1,565
– –
ISEE
367
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$84K ﹤0.01%
1,816
– –
RDY icon
368
Dr. Reddy's Laboratories
RDY
$9.82B
$77K ﹤0.01%
8,240
– –
VNQ icon
369
Vanguard Real Estate ETF
VNQ
$39.9B
$77K ﹤0.01%
890
– –
HPQ icon
370
HP
HPQ
$23.5B
$76K ﹤0.01%
4,900
– –
XLK icon
371
State Street Technology Select Sector SPDR ETF
XLK
$115B
$75K ﹤0.01%
3,160
– –
AVXS
372
DELISTED
AveXis, Inc. Common Stock
AVXS
$73K ﹤0.01%
1,778
– –
NEE icon
373
NextEra Energy
NEE
$187B
$72K ﹤0.01%
2,340
– –
SMP icon
374
Standard Motor Products
SMP
$861M
$72K ﹤0.01%
+1,500
New +$65.4K
TDG icon
375
TransDigm Group
TDG
$69.2B
$71K ﹤0.01%
244
– –
13 14
15
16 17

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.