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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
351
Accenture
ACN
$94.3B
$162K ﹤0.01%
2,200
– –
CCU icon
352
Compañía de Cervecerías Unidas
CCU
$2.2B
$162K ﹤0.01%
6,090
– –
CNC icon
353
Centene
CNC
$31.6B
$155K ﹤0.01%
9,712
– –
BPL
354
DELISTED
Buckeye Partners, L.P.
BPL
$155K ﹤0.01%
2,364
– –
NVDQ
355
DELISTED
Novadaq Technologies Inc.
NVDQ
$155K ﹤0.01%
9,326
+2,353
+34% +$33.4K
BOND icon
356
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$149K ﹤0.01%
1,408
+10
+0.7% +$1.05K
ITRI icon
357
Itron
ITRI
$3.76B
$148K ﹤0.01%
3,462
– –
OKS
358
DELISTED
Oneok Partners LP
OKS
$148K ﹤0.01%
2,800
– –
DD icon
359
DuPont de Nemours
DD
$18.9B
$144K ﹤0.01%
1,485
– –
UGP icon
360
Ultrapar
UGP
$6.71B
$144K ﹤0.01%
+11,700
New +$138K
SGMO
361
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$142K ﹤0.01%
+13,544
New +$135K
PCL
362
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$140K ﹤0.01%
3,000
– –
WBA
363
DELISTED
Walgreens Boots Alliance
WBA
$136K ﹤0.01%
2,538
– –
JCI icon
364
Johnson Controls International
JCI
$87.5B
$134K ﹤0.01%
3,094
– –
GDX icon
365
VanEck Gold Miners ETF
GDX
$23.2B
$133K ﹤0.01%
5,300
– –
RDY icon
366
Dr. Reddy's Laboratories
RDY
$9.8B
$128K ﹤0.01%
16,920
– –
DCI icon
367
Donaldson
DCI
$10.8B
$126K ﹤0.01%
3,300
– –
T icon
368
AT&T
T
$167B
$126K ﹤0.01%
4,942
-742
-13% -$19.5K
TTEK icon
369
Tetra Tech
TTEK
$8.28B
$125K ﹤0.01%
24,070
– –
IJH icon
370
iShares Core S&P Mid-Cap ETF
IJH
$123B
$124K ﹤0.01%
5,000
– –
VZ icon
371
Verizon
VZ
$198B
$124K ﹤0.01%
2,650
-500
-16% -$24.4K
WFM
372
DELISTED
Whole Foods Market Inc
WFM
$124K ﹤0.01%
2,120
– –
IOO icon
373
iShares Global 100 ETF
IOO
$8.68B
$123K ﹤0.01%
3,428
– –
K
374
DELISTED
Kellanova
K
$123K ﹤0.01%
2,231
– –
EFAV icon
375
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.26B
$122K ﹤0.01%
2,000
– –
13 14
15
16 17

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CWAM
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CCCA
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HTG
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GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
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GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.