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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGBN icon
326
Eagle Bancorp
EGBN
$867M
$138K ﹤0.01%
2,792
– –
JCI icon
327
Johnson Controls International
JCI
$87.5B
$134K ﹤0.01%
2,873
-250
-8% -$11.6K
BPL
328
DELISTED
Buckeye Partners, L.P.
BPL
$134K ﹤0.01%
1,870
– –
MSGN
329
DELISTED
MSG Networks Inc.
MSGN
$130K ﹤0.01%
6,975
– –
ALNY icon
330
Alnylam Pharmaceuticals
ALNY
$36.3B
$129K ﹤0.01%
1,902
-3,400
-64% -$240K
RIGL icon
331
Rigel Pharmaceuticals
RIGL
$680M
$128K ﹤0.01%
3,495
– –
BHI
332
DELISTED
Baker Hughes
BHI
$126K ﹤0.01%
2,493
– –
NVRO
333
DELISTED
NEVRO CORP.
NVRO
$125K ﹤0.01%
1,201
-854
-42% -$77.1K
DCI icon
334
Donaldson
DCI
$10.8B
$123K ﹤0.01%
3,300
– –
MDRX
335
DELISTED
Veradigm Inc. Common Stock
MDRX
$123K ﹤0.01%
9,346
– –
CNC icon
336
Centene
CNC
$31.3B
$120K ﹤0.01%
+3,574
New +$124K
CLR
337
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$119K ﹤0.01%
2,289
– –
PYPL icon
338
PayPal
PYPL
$49.5B
$118K ﹤0.01%
2,881
– –
IWP icon
339
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$117K ﹤0.01%
2,400
– –
ACWI icon
340
iShares MSCI ACWI ETF
ACWI
$32.6B
$116K ﹤0.01%
1,968
– –
AET
341
DELISTED
Aetna Inc
AET
$115K ﹤0.01%
1,000
– –
OMC icon
342
Omnicom Group
OMC
$22.7B
$113K ﹤0.01%
1,335
– –
PNC icon
343
PNC Financial Services
PNC
$100B
$112K ﹤0.01%
1,241
– –
HPE icon
344
Hewlett Packard
HPE
$63.2B
$111K ﹤0.01%
8,431
-323
-4% -$3.99K
ET icon
345
Energy Transfer Partners
ET
$70.1B
$110K ﹤0.01%
6,566
– –
AMSG
346
DELISTED
Amsurg Corp
AMSG
$106K ﹤0.01%
+1,582
New +$111K
VGK icon
347
Vanguard FTSE Europe ETF
VGK
$30B
$104K ﹤0.01%
+2,124
New +$102K
JUNO
348
DELISTED
Juno Therapeutics, Inc.
JUNO
$104K ﹤0.01%
3,465
+3,239
+1,433% +$101K
FTV icon
349
Fortive
FTV
$19B
$98K ﹤0.01%
+3,037
New +$97.5K
MA icon
350
Mastercard
MA
$477B
$97K ﹤0.01%
957
– –
12 13
14
15 16

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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.