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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.62B
AUM Growth
-$11.2M
Cap. Flow
-$108M
Cap. Flow %
-2.34%
Top 10 Hldgs %
23.39%
Holding
555
New
45
Increased
177
Reduced
96
Closed
43

Top Buys

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$24.7M
2
CHL
China Mobile Limited
CHL
+$16.9M
3
GLW icon
Corning
GLW
+$15.8M
4
GOLD
Randgold Resources Ltd
GOLD
+$13.6M
5
UAL icon
United Airlines
UAL
+$11.6M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$172M
2
TPR icon
Tapestry
TPR
+$58M
3
STJ
St Jude Medical
STJ
+$54.1M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$28.8M
5
CMG icon
Chipotle Mexican Grill
CMG
+$18.5M

Sector Composition

Rank Sector Weight
1 Healthcare 18.96%
2 Financials 15.8%
3 Energy 12.65%
4 Technology 12.38%
5 Consumer Discretionary 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSK
326
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$238K 0.01%
4,876
– –
PFF icon
327
iShares Preferred and Income Securities ETF
PFF
$13.2B
$234K 0.01%
6,000
– –
ACAD icon
328
Acadia Pharmaceuticals
ACAD
$4.35B
$233K 0.01%
+9,586
New +$242K
BMI icon
329
Badger Meter
BMI
$3.71B
$233K 0.01%
8,450
– –
VEA icon
330
Vanguard FTSE Developed Markets ETF
VEA
$227B
$233K 0.01%
+5,648
New +$231K
SEP
331
DELISTED
Spectra Engy Parters Lp
SEP
$233K 0.01%
4,750
– –
AIG icon
332
American International
AIG
$42B
$227K ﹤0.01%
4,544
+4,215
+1,281% +$210K
TRNX
333
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$223K ﹤0.01%
+10,496
New +$204K
OPTT icon
334
Ocean Power Technologies
OPTT
$36.7M
$222K ﹤0.01%
297
+3
+1% +$2.03K
BPL
335
DELISTED
Buckeye Partners, L.P.
BPL
$222K ﹤0.01%
2,964
+600
+25% +$43.5K
ECL icon
336
Ecolab
ECL
$76.4B
$216K ﹤0.01%
2,000
– –
WDC icon
337
Western Digital
WDC
$172B
$211K ﹤0.01%
+3,043
New +$199K
WPZ
338
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$209K ﹤0.01%
4,363
– –
EXPD icon
339
Expeditors International
EXPD
$22.4B
$207K ﹤0.01%
5,230
– –
AMJ
340
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$205K ﹤0.01%
4,403
– –
IRBT
341
DELISTED
iRobot
IRBT
$204K ﹤0.01%
4,975
– –
NVDQ
342
DELISTED
Novadaq Technologies Inc.
NVDQ
$203K ﹤0.01%
9,125
-1,132
-11% -$22.5K
MBII
343
DELISTED
Marrone Bio Innovations, Inc.
MBII
$201K ﹤0.01%
14,413
+6,360
+79% +$99.9K
BX icon
344
Blackstone
BX
$106B
$200K ﹤0.01%
+6,114
New +$195K
ITRI icon
345
Itron
ITRI
$3.76B
$198K ﹤0.01%
5,581
+2,119
+61% +$80.2K
AMGN icon
346
Amgen
AMGN
$203B
$194K ﹤0.01%
1,570
-10,509
-87% -$1.27M
BOND icon
347
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$193K ﹤0.01%
1,811
+5
+0.3% +$531
ABEV icon
348
Ambev
ABEV
$47.4B
$185K ﹤0.01%
25,000
– –
GTLS
349
DELISTED
Chart Industries
GTLS
$184K ﹤0.01%
+2,311
New +$199K
DD icon
350
DuPont de Nemours
DD
$18.9B
$183K ﹤0.01%
1,485
– –
12 13
14
15 16

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CCCA
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TAM
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Rockefeller Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Rockefeller Financial Services held 555 positions worth $4.62B, down 0.24% from $4.63B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q1 2014 filing shows 45 new, 177 increased, 96 reduced and 43 closed positions. Its largest new stake was Randgold Resources Ltd: 185,963 shares worth $13.7M. The largest sale was Alphabet (Google) Class C, an estimated $172M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q1 2014 buy was Randgold Resources Ltd: 185,963 shares worth $13.7M.
  • Rockefeller Financial Services added most to NetApp in Q1 2014, an estimated $24.7M increase.
  • Rockefeller Financial Services's biggest Q1 2014 reduction was Microsoft, cutting an estimated $17.7M.
  • Rockefeller Financial Services fully exited Alphabet (Google) Class C in Q1 2014, selling an estimated $172M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.62B portfolio in Q1 2014.
  • Rockefeller Financial Services opened 45 new positions and closed 43 in Q1 2014.
  • Rockefeller Financial Services's portfolio value fell 0.24% quarter-over-quarter to $4.62B.

Based on Rockefeller Financial Services's 13F filing for Q1 2014, filed 5 May 2014.