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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.25B
AUM Growth
+$214M
Cap. Flow
+$27.3M
Cap. Flow %
0.52%
Top 10 Hldgs %
28.96%
Holding
552
New
100
Increased
154
Reduced
105
Closed
19

Top Buys

Rank Stock Value
1
FL
Foot Locker
FL
+$50.9M
2
VYX icon
NCR Voyix
VYX
+$41.3M
3
RCL icon
Royal Caribbean
RCL
+$18.6M
4
XOM icon
ExxonMobil
XOM
+$9.97M
5
LUV icon
Southwest Airlines
LUV
+$6.82M

Top Sells

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$75.5M
2
NFX
Newfield Exploration
NFX
+$19.9M
3
ABT icon
Abbott
ABT
+$19.7M
4
NKE icon
Nike
NKE
+$19.3M
5
SHPG
Shire pic
SHPG
+$12.3M

Sector Composition

Rank Sector Weight
1 Healthcare 21.94%
2 Financials 14.78%
3 Technology 11.69%
4 Industrials 10.59%
5 Communication Services 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
301
FedEx
FDX
$74.5B
$308K 0.01%
1,364
+1,060
+349% +$226K
LRCX icon
302
Lam Research
LRCX
$382B
$305K 0.01%
16,500
+10,000
+154% +$162K
NLY icon
303
Annaly Capital Management
NLY
$16.9B
$305K 0.01%
+6,250
New +$306K
VO icon
304
Vanguard Mid-Cap ETF
VO
$106B
$304K 0.01%
8,268
– –
MMP
305
DELISTED
Magellan Midstream Partners, L.P.
MMP
$290K 0.01%
4,094
– –
YUM icon
306
Yum! Brands
YUM
$41B
$286K 0.01%
3,892
– –
AMGN icon
307
Amgen
AMGN
$203B
$284K 0.01%
1,524
– –
PANW icon
308
Palo Alto Networks
PANW
$264B
$268K 0.01%
11,178
+8,610
+335% +$196K
FPRX
309
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$264K 0.01%
6,444
-514
-7% -$16.1K
MCHP icon
310
Microchip Technology
MCHP
$42.8B
$263K 0.01%
5,868
+2,868
+96% +$120K
IVV icon
311
iShares Core S&P 500 ETF
IVV
$876B
$258K ﹤0.01%
1,019
– –
SMFG icon
312
Sumitomo Mitsui Financial
SMFG
$166B
$255K ﹤0.01%
33,082
– –
NTRS icon
313
Northern Trust
NTRS
$22.2B
$253K ﹤0.01%
2,750
– –
EXPD icon
314
Expeditors International
EXPD
$22.9B
$251K ﹤0.01%
4,185
-1,045
-20% -$59.8K
SPG icon
315
Simon Property Group
SPG
$74.5B
$251K ﹤0.01%
+1,562
New +$249K
VGK icon
316
Vanguard FTSE Europe ETF
VGK
$30B
$249K ﹤0.01%
4,268
+2,144
+101% +$122K
WAT icon
317
Waters Corp
WAT
$36.8B
$246K ﹤0.01%
1,370
– –
ATRC icon
318
AtriCure
ATRC
$1.77B
$245K ﹤0.01%
10,940
-826
-7% -$18.7K
IEMG icon
319
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$243K ﹤0.01%
+4,500
New +$239K
APU
320
DELISTED
AmeriGas Partners, L.P.
APU
$241K ﹤0.01%
5,354
– –
CFG icon
321
Citizens Financial Group
CFG
$30.4B
$240K ﹤0.01%
6,328
– –
SHY icon
322
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$240K ﹤0.01%
2,844
– –
XRAY icon
323
Dentsply Sirona
XRAY
$2.59B
$239K ﹤0.01%
3,993
-213
-5% -$12.7K
AXS icon
324
AXIS Capital
AXS
$8.59B
$238K ﹤0.01%
4,150
-850
-17% -$52.5K
TRV icon
325
Travelers Companies
TRV
$80.8B
$237K ﹤0.01%
1,933
+370
+24% +$46.2K
11 12
13
14 15

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Rockefeller Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Rockefeller Financial Services held 552 positions worth $5.25B, up 4.3% from $5.04B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Financial Services's Q3 2017 filing shows 100 new, 154 increased, 105 reduced and 19 closed positions. Its largest new stake was Foot Locker: 1,210,038 shares worth $42.6M. The largest sale was Aptiv, an estimated $75.5M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 23% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q3 2017 buy was Foot Locker: 1,210,038 shares worth $42.6M.
  • Rockefeller Financial Services added most to Royal Caribbean in Q3 2017, an estimated $18.6M increase.
  • Rockefeller Financial Services's biggest Q3 2017 reduction was Aptiv, cutting an estimated $75.5M.
  • Rockefeller Financial Services fully exited MRC Global in Q3 2017, selling an estimated $4.07M.
  • Rockefeller Financial Services's ten largest holdings make up 29% of its $5.25B portfolio in Q3 2017.
  • Rockefeller Financial Services opened 100 new positions and closed 19 in Q3 2017.
  • Rockefeller Financial Services's portfolio value rose 4.3% quarter-over-quarter to $5.25B.

Based on Rockefeller Financial Services's 13F filing for Q3 2017, filed 20 Oct 2017.