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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APU
301
DELISTED
AmeriGas Partners, L.P.
APU
$257K 0.01%
+5,354
New +$245K
AON icon
302
Aon
AON
$77.3B
$254K 0.01%
+2,273
New +$253K
SMFG icon
303
Sumitomo Mitsui Financial
SMFG
$166B
$253K 0.01%
+33,082
New +$240K
YUM icon
304
Yum! Brands
YUM
$41B
$246K 0.01%
3,892
-1,522
-28% -$95.6K
NTRS icon
305
Northern Trust
NTRS
$22.2B
$245K 0.01%
2,750
– –
VRSK icon
306
Verisk Analytics
VRSK
$26.4B
$245K 0.01%
3,022
– –
SHY icon
307
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$240K ﹤0.01%
+2,844
New +$241K
SBAC icon
308
SBA Communications
SBAC
$18.4B
$235K ﹤0.01%
2,279
-616,688
-100% -$64.9M
ECL icon
309
Ecolab
ECL
$75.6B
$234K ﹤0.01%
2,000
– –
AMJ
310
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$234K ﹤0.01%
7,403
– –
PXD
311
DELISTED
Pioneer Natural Resource Co.
PXD
$234K ﹤0.01%
+1,300
New +$238K
HSIC icon
312
Henry Schein
HSIC
$9.74B
$232K ﹤0.01%
3,891
– –
IVV icon
313
iShares Core S&P 500 ETF
IVV
$876B
$229K ﹤0.01%
1,019
-550
-35% -$121K
HA
314
DELISTED
Hawaiian Holdings, Inc.
HA
$228K ﹤0.01%
+4,000
New +$204K
SBUX icon
315
Starbucks
SBUX
$118B
$227K ﹤0.01%
4,079
– –
CFG icon
316
Citizens Financial Group
CFG
$30.4B
$225K ﹤0.01%
+6,328
New +$192K
BAX icon
317
Baxter International
BAX
$11.6B
$222K ﹤0.01%
5,012
– –
RTN
318
DELISTED
Raytheon Company
RTN
$222K ﹤0.01%
1,566
+366
+31% +$52K
FNGN
319
DELISTED
Financial Engines, Inc.
FNGN
$220K ﹤0.01%
+6,000
New +$193K
KOPN icon
320
Kopin
KOPN
$663M
$218K ﹤0.01%
76,820
– –
EQM
321
DELISTED
EQM Midstream Partners, LP
EQM
$216K ﹤0.01%
2,814
– –
BSX icon
322
Boston Scientific
BSX
$65.8B
$215K ﹤0.01%
9,937
– –
CDK
323
DELISTED
CDK Global, Inc.
CDK
$213K ﹤0.01%
3,561
-42
-1% -$2.4K
DKS icon
324
Dick's Sporting Goods
DKS
$18.4B
$212K ﹤0.01%
+4,000
New +$229K
WPZ
325
DELISTED
Williams Partners L.P.
WPZ
$211K ﹤0.01%
5,529
– –
11 12
13
14 15

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CCCA
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GL
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TAM
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.