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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
301
Starbucks
SBUX
$118B
$221K ﹤0.01%
4,079
– –
EQM
302
DELISTED
EQM Midstream Partners, LP
EQM
$214K ﹤0.01%
2,814
– –
CDK
303
DELISTED
CDK Global, Inc.
CDK
$207K ﹤0.01%
3,603
-1,666
-32% -$95.8K
WPZ
304
DELISTED
Williams Partners L.P.
WPZ
$206K ﹤0.01%
5,529
– –
WOOF
305
DELISTED
VCA Inc.
WOOF
$194K ﹤0.01%
+2,771
New +$194K
TVIA
306
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$193K ﹤0.01%
70,274
+36,392
+107% +$94K
CIE
307
DELISTED
Cobalt International Energy, Inc
CIE
$189K ﹤0.01%
+10,173
New +$189K
CUK
308
DELISTED
Carnival PLC
CUK
$188K ﹤0.01%
3,836
– –
NTRS icon
309
Northern Trust
NTRS
$22.2B
$187K ﹤0.01%
2,750
– –
SEP
310
DELISTED
Spectra Engy Parters Lp
SEP
$186K ﹤0.01%
4,269
– –
STT icon
311
State Street
STT
$50.9B
$183K ﹤0.01%
2,620
+385
+17% +$25.2K
BWLD
312
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$183K ﹤0.01%
1,298
-329,149
-100% -$51.2M
HSBC.PRA
313
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$180K ﹤0.01%
7,000
– –
TJX icon
314
TJX Companies
TJX
$170B
$175K ﹤0.01%
4,692
– –
KOPN icon
315
Kopin
KOPN
$663M
$167K ﹤0.01%
76,820
– –
RTN
316
DELISTED
Raytheon Company
RTN
$163K ﹤0.01%
1,200
– –
VEA icon
317
Vanguard FTSE Developed Markets ETF
VEA
$226B
$161K ﹤0.01%
4,305
+1,330
+45% +$48.9K
CRM icon
318
Salesforce
CRM
$134B
$157K ﹤0.01%
2,195
– –
TROW icon
319
T. Rowe Price
TROW
$25B
$157K ﹤0.01%
2,366
– –
WY icon
320
Weyerhaeuser
WY
$17.3B
$157K ﹤0.01%
4,922
– –
BX icon
321
Blackstone
BX
$104B
$153K ﹤0.01%
6,000
– –
MDLZ icon
322
Mondelez International
MDLZ
$77.7B
$153K ﹤0.01%
3,491
– –
AVNS icon
323
Avanos Medical
AVNS
$1.17B
$152K ﹤0.01%
4,391
– –
TAP icon
324
Molson Coors Class B
TAP
$7.68B
$149K ﹤0.01%
1,356
– –
TRV icon
325
Travelers Companies
TRV
$80.8B
$148K ﹤0.01%
1,288
– –
11 12
13
14 15

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GL
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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.